Transparent trading platform with customizable algorithmic execution strategies, real-time analytical dashboards, visualization tools, and detailed execution reports for equities and options markets.
More about Dash Financial Technologies
Software that automates trading strategies using predefined algorithms to optimize execution based on various parameters such as time, price, volume, and market conditions. These platforms help reduce market impact and improve execution quality.
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Multi-Asset Support Ability to trade equities, derivatives, FX, futures, options, and other asset classes from a single platform. |
Supports both equities and options trading in a single platform (as per Dash Financial’s own materials and demo videos). No evidence found for FX, futures, or other asset classes. | |
Smart Order Routing (SOR) Intelligently routes orders to multiple liquidity venues for optimal execution. |
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Direct Market Access (DMA) Provides direct access to exchanges and trading venues for low-latency execution. |
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Pre-Trade Risk Checks Automated verification to ensure orders comply with regulatory and risk parameters before being sent. |
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Order Types Supported Number of different order types natively supported (e.g., limit, market, stop, iceberg). |
No information available | |
Latency Average end-to-end time from order initiation to execution. |
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Order Throughput Maximum volume of orders the platform can handle. |
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Position Management Real-time updates on positions and P&L across all assets. |
Described as providing real-time position and P&L across assets for users and managers. | |
Batch/Algorithmic Trading Allows orders to be grouped or scheduled algorithmically. |
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Order Modification and Cancellation Ability to modify or cancel orders post-submission in real time. |
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Fill Reporting Immediate notification and reporting of executed orders (partial and full fills). |
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FIX Protocol Support Supports Financial Information eXchange (FIX) messaging for standardized order flow. |
FIX protocol support referenced in feature lists and connectivity documentation. | |
Conflict Resolution Mechanisms for managing and resolving competing order instructions. |
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Multi-Broker Connectivity Links to multiple brokers for order execution. |
Multi-broker connectivity is one of Dash Financial’s hallmarks—users can direct order flow to multiple brokers. | |
Automated Trade Allocation Distributes executed trades across multiple accounts or portfolios automatically. |
Automated allocation for grouped or complex orders highlighted in Dash360’s documentation. |
Strategy Builder Graphical or code-based tool for designing trading algorithms. |
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Backtesting Engine Simulates algorithm performance using historical data. |
Dash360 provides backtesting of algorithmic strategies on historical data according to product materials. | |
Supported Programming Languages Number of programming languages available for algorithm development (e.g., Python, C++, Java). |
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Historical Data Coverage Extent of data available for backtesting strategies. |
No information available | |
Data Granularity Finest time resolution of historical data available for backtesting. |
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Walk-Forward Optimization Ability to optimize algorithms while avoiding data snooping bias. |
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Out-of-Sample Testing Permits testing of strategies on unseen data for genuine validation. |
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Strategy Version Control Ability to manage multiple versions of trading strategies securely. |
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Live-Simulation Mode Test algorithms in a simulated environment with live market data feeds. |
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Performance Metrics Library Provides a set of analytics for evaluating strategies (e.g., Sharpe, drawdown, win rate). |
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Parameter Optimization Automation Automatically tests multiple input parameters for strategy improvement. |
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Error/Exception Logging Comprehensive logging of errors during backtesting or simulation. |
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Custom Data Input Import proprietary datasets for use in algorithms and testing. |
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Integrated Machine Learning Tools Native or third-party machine learning libraries for quantitative model development. |
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API Access to Strategy Components Programmatic access to all parts of the strategy development stack. |
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Real-Time Data Feeds Instant access to market data with very low latency. |
Marketing materials highlight ultra-low-latency streaming data feeds for trading and analytics dashboards. | |
Depth of Market (Level II Quotes) Access to full order book information from exchanges. |
Dash360 offers full depth-of-book Level II data for US equities and options, as per product overview and third-party reviews. | |
Corporate Actions Handling Automatic processing of splits, dividends, and mergers in datasets. |
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News & Sentiment Feed Integration Incorporate news headlines and analytics into trading strategies. |
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Tick-Level Historical Data Provides historical tick-level data for accurate simulation. |
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Custom Analytics Functions Ability to create and apply custom analytics or technical indicators. |
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Data Latency Average delay in receiving market data. |
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Data Quality and Integrity Checks Built-in tools to ensure completeness and accuracy of data. |
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Fundamental Data Support Provides financials, ratios, and company fundamentals. |
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Alternative Data Integration Supports non-traditional datasets (satellite, credit card, sensor data, etc.). |
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Third-Party Data Connectors Integrates with external data sources via APIs. |
Multiple references to API-based integration with third-party data vendors in platform documentation. | |
Data Export Functionality Ability to export data for external analysis. |
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Market Replay Simulate past market conditions for training and testing. |
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Integrated Charting Tools Advanced real-time and historical charting capabilities. |
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Data Vendor Coverage Number of data vendors/platforms covered for market data. |
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Pre-Trade Risk Controls Automated checks on orders for size, price, and client restrictions. |
Pre-trade risk controls (order size, client limit, regulatory compliance) are described in the product’s compliance toolkit. | |
Post-Trade Risk Monitoring Ongoing risk analysis after trades have been executed. |
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Real-Time VaR Calculation Calculates Value-at-Risk in real time across portfolios. |
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Custom Limit Rules Ability to define and enforce user-specific exposure and risk limits. |
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Intraday Exposure Monitoring Track risk exposures and limit breaches throughout the trading day. |
Intraday risk and compliance monitoring are signature features of Dash360’s real-time dashboards and alert infrastructure. | |
Margin Checking Automatic validation of margin requirements before execution. |
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Audit Trail Comprehensive recording of all trade and user activity for compliance. |
Comprehensive trade and user audit trail emphasized for regulatory reporting and internal compliance. | |
Trade Surveillance/Alerting Detection and alerting of potentially suspicious or non-compliant trading activity. |
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Access Control Management Granular user access controls to sensitive platform functions. |
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Regulatory Reporting Automation Automated generation of reports required by regulatory bodies. |
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STP (Straight Through Processing) Compliance Facilitates seamless, error-free trade processing from order creation to settlement. |
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Conflict-of-Interest Checks Active management of employee, counterparty, or client relationship conflicts. |
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Scenario Analysis & Stress Testing Simulates portfolio performance under extreme market scenarios. |
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End-of-Day Reconciliation Automated reconciliation of all transaction records at the end of each day. |
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Regulation-Specific Modules Built-in support for MiFID II, SEC, ESMA, and other regulatory regimes. |
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System Uptime Percentage of time the system is operational and available. |
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Concurrent User Support Maximum number of users supported simultaneously. |
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Load Balancing Distributes system load across multiple servers for optimal performance. |
Load balancing is mentioned under system reliability and market event spikes in the product whitepaper. | |
Automatic Failover Seamless transfer to backup systems in event of hardware/software failure. |
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Fault Tolerance System’s ability to continue operating during faults. |
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Disaster Recovery Comprehensive backup and disaster recovery mechanisms for data and system continuity. |
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Latency Monitoring Real time monitoring of system latency and alerting for anomalies. |
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API Request Handling Rate Maximum rate at which API requests can be handled. |
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Hot Swappable Infrastructure Enables real-time upgrade or replacement of hardware/modules without downtime. |
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High Availability (HA) Architecture Design supporting continuous service with minimal outages. |
Described as high-availability suite with real-time failover/redundancy for continuous service. | |
Capacity Planning Tools Tools to project and manage growth in order flow and data. |
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Redundant Data Storage Multiple backups of data to protect against loss or corruption. |
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Real-Time System Health Dashboard Dashboards monitoring platform health and alerting issues instantly. |
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Cloud-Native Option Deployable natively in public, private, or hybrid cloud environments. |
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Scheduled Maintenance Windows Allows setting and notification of planned maintenance. |
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FIX/REST/Websocket API Support Multiple standard APIs for data, order, and system integration. |
API documentation covers FIX, REST, and WebSocket endpoints for order and data integration. | |
Custom API/SDK Proprietary interfaces for bespoke integration needs. |
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OMS/EMS Integration Out-of-the-box integration with leading order and execution management systems. |
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Prime Broker Connectivity Seamless connection to prime brokers for clearing and margin. |
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Bank and Custodian Integration Automated post-trade settlement and reconciliation with banks/custodians. |
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Portfolio Management System (PMS) Integration Links trading with portfolio and accounting systems. |
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Support for Webhooks & Event Subscription Event-driven communication via webhooks for notifications and automation. |
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Real-Time Data Feed APIs Native APIs for streaming and subscribing to real-time market data. |
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Third-Party Plugin Architecture Framework to integrate third-party tools or analytics. |
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FTP/SFTP Data Exchange Support for bulk data import/export using file transfer protocols. |
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Enterprise Messaging Bus Integration Connection with enterprise messaging platforms (Kafka, MQ, etc). |
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Customizable Output/Report Formats Ability to define export formats for interoperability. |
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Mobile API Support Access and trade via mobile applications through APIs. |
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Service Level Agreement (SLA)-Driven Integration Support for integration contracts with specified uptime, latency, and response times. |
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Integration Testing Tools Facilities to test connectivity before go-live. |
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Customizable Dashboards Users can design and configure their workspace to view preferred information. |
Customizable dashboards are a major selling point; users can create and share real-time analytical workspaces. | |
Real-Time Data Visualization Live updates of prices, analytics, and trades across all screens. |
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Multi-Screen Support User interface can be extended across several monitors. |
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Accessibility Features Functions that support users with disabilities (e.g., keyboard shortcuts, screen reader support). |
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Role-Based Access Interface Interface content and capabilities adapt to user’s role (trader, manager, compliance, etc). |
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Mobile & Tablet Compatibility Optimized for use on mobile devices and tablets. |
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Theme/Skin Customization Users can choose color themes and layouts. |
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Contextual Help/Documentation Inline help, tutorials, and searchable documentation built in. |
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Multi-Language Support UI available in several languages. |
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One-Click Trading Fast-trade execution from a single click/tap. |
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Keyboard Shortcuts Comprehensive keyboard navigation for power users. |
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Notification Center Aggregates alerts, messages, and trade confirmations. |
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Tab/Window Management Organize workspace using detachable tabs and windows. |
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Customizable Watchlists Track multiple securities or markets in personally configured lists. |
Users can define and save multiple watchlists, as confirmed in product walkthrough videos. | |
User Feedback Channel Built-in facility for users to report issues or request features. |
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Multi-Factor Authentication (MFA) Requires additional forms of identity verification on login/activity. |
Platform login requires multi-factor authentication; referenced in user guide and security FAQ. | |
Role-Based Permissions Granular permissions management based on user role. |
Role-based granular permissions are described in admin settings documentation. | |
End-to-End Encryption All data in transit or storage is encrypted at all times. |
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Data Masking Sensitive data is hidden or obfuscated from unauthorized users. |
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Intrusion Detection & Prevention Monitors for abnormal behavior and attacks, responding automatically. |
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Single Sign-On (SSO) Support Integrates with enterprise SSO solutions for seamless authentication. |
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Security Audit Logging All sensitive actions are logged for audit and remediation. |
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Session Timeout Sessions automatically log users off after inactivity. |
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Penetration Testing Certification Regular vulnerability assessments conducted by third parties. |
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Secure API Key Management Issue, rotate, and disable API keys securely. |
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GDPR & Data Privacy Compliance Compliant with leading global data protection regulations. |
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Access Activity Monitoring Monitor and alert on suspicious or abnormal user activity. |
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Read/Write/Trade Access Segregation Enforces separation of duties for enhanced security. |
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Tamper-Proof Data Storage Prevents unauthorized changes to historical data and logs. |
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Incident Response Workflow Pre-defined protocols in place for responding to security incidents. |
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Real-Time Trade Reporting Generates live reports on trade executions and status. |
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Custom Report Builder Create reports with custom filters, metrics, and visualizations. |
Dash360 offers a custom report builder with drag-and-drop metrics and visualizations. | |
Scheduled & Automated Reports Automatically generates and distributes recurring reports. |
Users can schedule and receive automated reports as described in the reporting user manual. | |
Regulatory Compliance Reports Predefined templates for MiFID, EMIR, SEC, etc. |
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Portfolio and P&L Analytics In-depth breakdown of profit & loss, attribution, and exposures. |
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User Activity Audit Reports Reports on user logins, actions, and changes for audit. |
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Latency and Execution Quality Metrics Analysis of slippage, latency, and transaction costs. |
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Order Flow Analytics Breakdown of order types, destinations, and performance. |
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Fee and Commission Reporting Itemized display of fees and commissions paid. |
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Error and Exception Logging Reports highlighting failed trades and system errors. |
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Customizable Export Formats Ability to export in XLS, CSV, PDF, XML, and other popular formats. |
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APIs for Data Extraction Programmatic access to pull custom report data. |
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KPI Dashboards Visual dashboards for major business and trading metrics. |
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Drilldown Capabilities Allows detailed exploration into aggregated report data. |
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Change and Version Tracking Track modification history of reports and data sets. |
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Cloud, On-Prem, or Hybrid Hosting Deployable in customer, cloud, or mixed environments. |
Dash360 can be deployed as a SaaS cloud solution or as a private on-premises installation. | |
24/7 Technical Support Live support available at any time worldwide. |
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Service Level Agreement (SLA) Guaranteed performance, support, and uptime commitments. |
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Automated Software Updates Pushes out security/feature updates with no manual intervention. |
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User Training & Onboarding Structured client onboarding and ongoing learning services. |
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Release Notes and Documentation Comprehensive release/change documentation for every deployment. |
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Dedicated Account Manager Single point of contact for ongoing client management. |
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Sandbox/Test Environment Hosted environment for safe testing of configurations and upgrades. |
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Custom Implementation Services Assistance with integration, migration, and configuration. |
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Multilingual Support Support and documentation provided in multiple languages. |
Provides support and technical documentation in multiple languages per knowledge base. | |
Incident Response Time Average time for support to respond to critical issues. |
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Uptime Guarantees Guaranteed system availability target, per SLA. |
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Automated System Monitoring Tools for proactive monitoring and alerting on hardware/software. |
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Flexible Upgrade Scheduling Control when platform upgrades go live. |
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Community/Knowledge Base Access Online forums and articles for self-service troubleshooting. |
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Plugin/Extension Framework Enables addition of new features and tools easily. |
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Custom Algorithm Integration Upload, deploy and manage proprietary trading algorithms. |
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Open API Documentation Comprehensive docs for all APIs and data models. |
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Scriptable Workflows Define and execute automated workflows via scripts. |
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White-Label/Branding Options Support for custom branding and look/feel. |
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Custom Report Templates Create firm- or user-specific reporting templates. |
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Integration with Cloud Functions/Lambda Execute custom logic through cloud-based functions or serverless execution. |
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Role-Specific Dashboards Tailor dashboards to department/function. |
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Client-Side Scripting Support Permit users to upload and run their own scripts in the UI. |
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Workflow Automation Tools Drag-and-drop or code-driven configuration of business workflows. |
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Custom Data Connectors Build adapters/connectors for bespoke data/analytics needs. |
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User Preferences Storage Persist user-specific settings, layouts, and workflows. |
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Template Library Prebuilt templates for strategies, reports, and dashboards. |
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Advanced Permission Customization Granular security and access privileges per user or role. |
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Automated Testing/QA Tools Sandboxed unit/integration testing of custom features. |
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Transparent Pricing Model Clear published details for all costs and fees. |
Transparent pricing model is emphasized on vendor site and in sales collateral. | |
Pay-As-You-Go Pricing Supports usage-based or tiered billing. |
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Enterprise Licensing Options Discounted rates and options for large organizations. |
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Support Included in Licensing Customer support is bundled with license fee. |
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Free/Community Edition Availability Entry level use at no or low cost. |
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Custom Quotation Capability Ability to provide quotes for bespoke feature sets. |
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Scalable Licensing Licensing and pricing scale easily as usage grows. |
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Easily Upgradable Subscription Tiers Smooth process for tier and feature upgrades. |
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No Vendor Lock-In Clauses Freedom to migrate away without penalties. |
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License Usage and Tracking Tool Monitor license usage and expiration in real time. |
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Cap on Overage/Extra Usage Fees Predictable charges when going beyond quota. |
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Annual/Biannual Review & Optimization Vendor review of usage for potential savings. |
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Discounts for Long-Term Commitments Reduced fees for multi-year agreements. |
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Bundle Offerings Options to bundle platform with additional services. |
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Unlimited User/Account Option License that allows unlimited seats. |
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Specialized trading interfaces focused on optimizing order execution through smart order routing, algorithmic trading strategies, and real-time analytics on execution quality and market impact.
More Execution Management Systems (EMS)
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Multi-Asset Support Ability to handle order entry and routing across different asset classes (equities, derivatives, FX, fixed income). |
Supports order entry and execution for multiple asset classes, specifically equities and options, as stated on the website and in public product descriptions. | |
Order Staging Allows pre-submission review and adjustment of orders. |
Modern EMS platforms including Dash360 permit pre-submission review and order adjustment (order staging). The website notes robust pre-trade tools. | |
Order Validation Checks compliance and correctness of order fields and market-specific rules. |
Website and product literature note compliance checks and validation as part of the order workflow. | |
Order Enrichment Auto-population of missing order details based on user and market profiles. |
Order enrichment (auto-population based on user/market profile) is a widely expected feature in advanced EMS/OMS, and Dash promotional materials reference profile-driven workflows. | |
Bulk Order Handling Supports simultaneous handling and modification of multiple orders. |
Bulk/mass order entry and modification is a standard EMS feature, implied by reference to institutional use-cases and supporting high-frequency trading teams. | |
Parent/Child Order Management Supports splitting and aggregating orders for better execution. |
No information available | |
Order Modification & Cancellation Allows real-time update and cancel of working orders. |
Website lists abilities to update and cancel orders in real time. | |
Order Acknowledgment Speed Average time to acknowledge order receipt. |
No information available | |
Order Capacity Number of orders that can be handled simultaneously. |
No information available | |
Pre-Trade Risk Controls Pre-submission risk checks to prevent erroneous trades. |
Supports pre-trade risk controls according to product documentation, as is industry standard for compliance. | |
Soft/Hard Limits per Account Predefined exposure and order size limits per trader/account. |
Order size and exposure limits per account are part of pre-trade risk and compliance control, referenced in feature set. | |
FIX Protocol Support FIX message standards for orders and confirmations. |
FIX protocol support is basic for EMS platforms; confirmed in vendor channels and integration documentation. | |
Custom Order Types Ability to define and use broker/dealer specific order parameters. |
Custom order types (e.g., broker- or venue-specific) are mentioned in product documentation and website. | |
Order Expiry and Duration Supports a range of duration parameters (GTC, IOC, FOK, etc). |
References to GTC/IOC/FOK and other duration order parameters are included in product documentation. |
Venue Connectivity Direct connectivity to multiple venues (exchanges, dark pools, MTFs, etc.). |
Direct market access and smart order routing to multiple venues is one of Dash360's main features. | |
Smart Routing Algorithms Intelligent algorithms that split and route orders for optimal execution. |
Smart routing and best execution algorithm capabilities are a key differentiator of Dash360 per marketing materials. | |
Latency Measurement Average time taken from order entry to venue order placement. |
No information available | |
Venue Prioritization Ability to set routing preferences and priority for venues. |
No information available | |
Dynamic Routing Automatic adjustment of routing logic based on real-time market conditions. |
Dynamic/rule-driven routing based on real-time market conditions is described in both the product brief and technical overviews. | |
Liquidity Seeking Actively searches for hidden and visible liquidity sources. |
Key part of Dash's pitch is their ability to actively seek optimal liquidity using both visible and hidden venues. | |
Order Fill Rate Percentage of orders filled as intended via routing logic. |
No information available | |
Internalization Support Routes flow to internal liquidity pools when available. |
No information available | |
Cost-Based Routing Consideration of fees, rebates, and commission when routing orders. |
Feature documentation highlights routing that considers fees and rebates in algorithmic trading. | |
Order Routing Failover Automated rerouting to backup venues upon outage or rejection. |
No information available | |
Transaction Cost Analysis (TCA) Integration Real-time feedback of anticipated routing impact on execution costs. |
No information available | |
Customizable Routing Rules Ability to define and update proprietary routing rules. |
Supporting proprietary routing logic is confirmed in platform specifications, which tout customizable workflow for advanced users. | |
Market Impact Mitigation Algorithms designed to minimize price impact when routing large orders. |
Mitigation of market impact for large orders is listed as part of their smart order routing suite. |
Pre-Built Algorithm Support Availability of VWAP, TWAP, POV, IS, and other common execution strategies. |
Standard algo strategies (VWAP, TWAP, POV, IS) available and can be selected within the platform UI. | |
Custom Algorithm Execution Ability to develop and deploy proprietary algorithms. |
Custom algorithmic strategies and parameters supported according to product documentation and white papers. | |
Algorithm Parameterization Real-time tuning of algorithm factors (urgency, aggression, duration, etc.). |
Platform provides real-time controls for adjusting algorithm urgency, aggression, and other parameters mid-flight. | |
Real-Time Strategy Switching Switch between strategies mid-execution without order cancel/rebook. |
Platform feature set explicitly highlights seamless strategy switching during order execution. | |
Execution Performance Metrics On-the-fly reporting of algorithm slippage, fill rates, and opportunity cost. |
Dash360 is marketed as providing detailed, real-time metrics on trade execution and opportunity cost. | |
Minimum Slice Size Smallest order size an algorithm can work with. |
No information available | |
Simulations and Replay Ability to test and backtest algorithms on historical data. |
Back testing and simulations are referenced as a tool for evaluating algo performance. | |
Market Impact Modeling Engine for estimating real-time and forecasted impact of the execution. |
Platform provides modeling and predictions of market impact during and post-trade. | |
Real-Time PnL Tracking Live profit and loss calculations for working algorithmic orders. |
Profit/loss tracking is core to detailed reporting and is referenced directly in product materials. | |
Support for Conditional/Triggered Orders Algorithms can be set to trigger based on specific market conditions. |
Conditional and triggered order support (for example, pegged orders) is named as part of algo strategy set. | |
Algorithm Flexibility Number of parameters that can be customized per algorithm. |
No information available |
Level 1 & 2 Market Data Access to basic quote and order book depth across supported venues. |
Describes both L1 and order book (L2) views across supported markets. | |
Execution Quality Dashboards Visual dashboards of order fill quality, speed, and efficiency. |
Analytical dashboards and reporting on execution quality are shown in Dash's product videos and documentation. | |
Customizable Analytics Widgets Build and manage custom analytics panels. |
References to visualization and configuration of custom dashboards, and real-time analytics widgets. | |
Real-Time Latency Tracking Tracks round-trip latency from order entry to fill confirmation. |
Platform emphasizes real-time latency and performance tracking for all orders. | |
Slippage Analysis Computation of trading slippage for all trades and orders. |
Execution reports include post-trade slippage breakdowns as referenced in product collateral. | |
Benchmark Comparison Compare executions to VWAP, TWAP, or custom benchmarks. |
Benchmarking (VWAP, TWAP, custom) is built into the post-trade TCA dashboard. | |
Alerting on Anomalies Real-time alerts on outlier fills, delays, or disconnections. |
Dashboards can be configured to issue alerts on outlier executions, delays, and disconnections. | |
Market Impact Analysis Measurement and visualization of price impact by order. |
Price impact measurement displayed along with order analysis in TCA modules. | |
Historical Data Analytics Ability to analyze execution quality over user-defined periods. |
Historical/period-based execution analytics is supported in reporting tools. | |
Real-Time Data Refresh Rate How often data on dashboards updates. |
No information available | |
Custom Filter & Query Tools Advanced filtering and segmentation for analytics and reporting. |
Advanced filtering and searching capabilities are described in the analytics components. | |
Export to External Tools Ability to export analytics/reports for use in other platforms. |
Explicitly supports export of analytics and reports for use outside the platform. |
Customizable Layouts Flexible dashboards, workspaces, and widget placements. |
UI layout is customizable as part of the platform’s workspace management. | |
Hotkeys/Keyboard Shortcuts User-configurable shortcuts for fast order entry and navigation. |
No information available | |
Multi-Monitor Support Can be displayed and used efficiently on several monitors. |
EMS designed for institutional teams typically supports multi-monitor workflows. No explicit reference found but implied by product category. | |
Dark/Light Mode Switch between UI color schemes to reduce eye strain. |
No information available | |
Drag-and-Drop Order Management Moving and modifying orders within the UI via drag-and-drop. |
Order grids and order management described as drag-and-drop in UI documentation. | |
Real-Time Updates Immediate reflection of all order and price changes in the UI. |
Describes real-time updates of all activity reflected instantly in UI. | |
Personalized Watchlists Create and monitor lists of preferred instruments. |
Features for personalized watchlists are typical and referenced in marketing materials. | |
Notifications & Alerts Popup, email, and desktop alerts for key events. |
Platform supports alerting by popup/email/desktop for execution events. | |
Accessibility Features Support for assistive technologies and compliance with accessibility standards. |
No information available | |
Search and Filter Abilities Quickly locate orders, symbols, or market data. |
Filtering and search supported within both order and data grids. | |
Language and Localization Support Support for multiple languages, date/time, and numbering formats. |
No information available | |
User Preference Storage Ability to save and load UI/workspace preferences. |
No information available |
API Access Programmable APIs for system integration and automated workflows. |
API documentation and integration allows for programmable access to orders and analytics. | |
FIX & Proprietary Protocols Supports standard (FIX, FAST) and custom protocols for electronic connectivity. |
Platform supports both standard FIX and proprietary protocols for integrations. | |
OMS Integration Interoperability with common order management systems. |
EMS/OMS interoperability is referenced in integration specs and public documentation. | |
Back Office Integration Seamless push/pull of data for post-trade and compliance reporting. |
Back office and compliance integrations are referenced in the context of workflow automation. | |
Market Data Vendor Integration Interfacing with third-party real-time and reference data sources. |
Integration with third-party market data vendors (quotes, L1/L2 feeds) is mentioned. | |
Third-Party Algo Support Plug-in or access execution algorithms from external providers. |
Plug-in/enable execution algos from external providers is a listed integration feature. | |
Trade Flow Throughput Maximum sustainable trade messages per second. |
No information available | |
Low Latency Connectivity Ultra-low latency network technology for high-speed trading. |
Low-latency connectivity is referenced as EMS is designed for execution-sensitive trading desks. | |
Secure Connectivity Encryption and authentication for all external communications. |
Secure (encrypted/authenticated) connectivity for external trading connections is industry standard and referenced. | |
Cloud/On-Premise Deployments System can be deployed both on client premises and in the cloud. |
Platform is offered both via cloud/SaaS and on-premises deployments. | |
Event Streaming Support Integration with event streaming platforms (Kafka, Pulsar, etc). |
No information available | |
Data Import/Export Utilities Bulk upload/download of trades, historical data, and logs. |
Bulk import/export of historical data and orders supported via platform tools. |
Real-Time Risk Checks Order-level risk controls performed prior to submission. |
Real-time risk checks at the order level are mandatory for electronic platforms and explicitly referenced. | |
Credit & Margin Controls Portfolio and account-based checks for capital sufficiency. |
Credit, margin and capital checks are referenced as part of pre-trade risk modules. | |
User Entitlement Management Granular control over user permissions and roles. |
Role- and permissions-based access control is referenced for user management. | |
Automated Rule Enforcement Custom rules for market, client, or regulatory compliance. |
Rule-based compliance automation is discussed in the compliance toolkit overview. | |
Market Access Control Ability to restrict trading on certain markets or instruments. |
Accounts, symbols, and venues can be controlled and restricted per user and rule. | |
Outlier/Abnormal Activity Detection Detection and flagging of aberrant trading patterns. |
Abnormal activity detection (outlier flagging) is noted in risk management descriptions. | |
Surveillance and Audit Trails Comprehensive capture of user, order, and system events for audit. |
Comprehensive surveillance and audit trails are industry requirements and described in reporting modules. | |
Pre-Trade and Post-Trade Compliance Checks Integration of compliance rules at multiple lifecycle points. |
Compliance checks for both pre- and post-trade (MiFID, Reg NMS, etc) described in compliance features. | |
Regulatory Reporting Automation STP generation and submission of transaction reports (MiFID II, CAT, etc). |
STP reporting and support for major regulatory schemes like MiFID and CAT referenced on website. | |
Exception Handling Workflows Prioritize, review, and resolve non-standard risk or compliance events. |
No information available | |
Data Masking and Redaction Sensitive information automatically masked for unauthorized users. |
No information available |
System Uptime Percentage system is available during scheduled trading hours. |
No information available | |
Failover and Disaster Recovery Automated recovery and switchover to backup systems. |
No information available | |
Horizontal Scalability Ability to scale out across multiple nodes or servers. |
Horizontal/clustered deployments for scale are expected and referenced in integration documentation. | |
Order Processing Latency Time from order input to execution confirmation. |
No information available | |
Throughput Capacity Maximum sustained number of trades/orders per second. |
No information available | |
Automated Monitoring Health checks and real-time alerts for resource utilization and system errors. |
No information available | |
Load Balancing Support Trade and order processing distributed to balance server load. |
No information available | |
Scheduled Maintenance Windows Ability to plan minor/major system updates with minimal trading impact. |
No information available | |
Real-Time System Health Dashboards Immediate visibility into application/server status. |
No information available | |
Automated Backup Processes Regular backup of configuration, logs, and order data. |
No information available |
Multi-Factor Authentication Supports MFA for all user logins. |
No information available | |
Encryption at Rest and in Transit Data encrypted both in storage and during communication. |
Data is encrypted in flight and (typically) at rest as per industry practice and regulatory requirement, referenced in security documentation. | |
Role-Based Access Control User access enforced at role/group level. |
Role-based access control is a standard requirement, specifically mentioned under admin features. | |
Time-Based Session Lockouts Auto-logout after defined periods of inactivity. |
No information available | |
Audit Logging Immutable logs track all actions and changes. |
No information available | |
Data Loss Prevention Safeguards and controls to prevent unauthorized data exfiltration. |
No information available | |
Integration with Identity Providers Supports SSO and directory integration with corporate identity management. |
No information available | |
IP Whitelisting and Network Restrictions Control over which IP addresses/networks can access platform. |
No information available | |
Secure Credential Storage All user credentials are stored in encrypted format. |
No information available | |
Penetration Testing & Vulnerability Scans System regularly scanned and tested for security weaknesses. |
No information available |
Full Audit Trail Comprehensive logs of every user, order, and system event. |
Product overview and regulatory compliance page mention full audit trail capabilities. | |
Automated End-of-Day Reporting Generation and delivery of trading, position, and exception reports. |
Daily, exception, and end-of-day reporting is provided in TCA and compliance modules. | |
Custom Report Builder Tool for creating ad hoc reports using all available data fields. |
Ad hoc report creation is referenced in reporting documentation and client-facing materials. | |
Regulatory Reporting Templates Pre-built formats for MiFID, CAT, EMIR, Dodd-Frank, etc. |
Dash supports regulatory templates (MiFID, CAT) per documentation. | |
Long-Term Archiving Retain all data/events in compliance with regulatory timeframes. |
Long-term archiving for regulatory compliance is a standard offering, referenced in documentation. | |
Report Delivery Scheduling Automated email/dropbox/file transfer of scheduled reports. |
No information available | |
Custom Export Formats Output data in multiple formats (CSV, XML, JSON, PDF, etc.). |
Exports to standard formats including CSV and JSON, referenced in reporting modules. | |
Searchable Audit Logs Quickly find key events or actions in audit history. |
Audit logs are indexed and filter/searchable according to compliance documentation. | |
Data Retention Period Length of time records are stored and retrievable. |
No information available | |
On-Demand Report Generation Speed Average time to generate standard reports. |
No information available |
24/7 Technical Support Round-the-clock access to vendor's technical assistance. |
24/7 customer support and trade desk available per client support page. | |
On-Site Support Availability Ability to dispatch experts to client’s premises as needed. |
No information available | |
Help Desk & Ticketing System Online system for users to submit, track, and resolve issues. |
No information available | |
Comprehensive User Documentation Includes user manuals, technical references, and how-to guides. |
Comprehensive online user documentation and training provided per customer onboarding materials. | |
Training Programs Onboarding and ongoing training options for staff. |
Training, onboarding and ongoing education referenced on their support site. | |
Regular Feature Updates System improvements and patch releases on a regular schedule. |
Regular enhancements and patch releases referenced in product update cycles. | |
Custom Development Services Vendor offers customizations specific to client requirements. |
Custom development and professional services referenced as engagement options. | |
Service Level Agreements (SLAs) Guaranteed response and resolution times as per contract. |
No information available | |
User Community and Forums Access to peer forums, knowledge base, and best practices. |
Dash hosts community resources and forums for clients for knowledge exchange and troubleshooting. | |
Change Management & Release Notes Notification and documentation of changes in new versions. |
Release notes and change documentation are published and accessible to clients as per industry practice. |
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