Sophisticated execution management system offering DMA, algorithmic trading strategies, real-time market data, TCA, risk management tools, and global market access. Includes basket trading and customizable workflows.
Technology that provides direct connectivity to trading venues, allowing for faster execution and greater control over trading strategies. These solutions minimize intermediaries and reduce latency in the trading process.
More Direct Market Access (DMA) Solutions
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Multi-Asset Support Ability to manage orders across multiple asset classes (equity, fixed income, FX, derivatives, etc.). |
Official product website and documentation confirm support for equities, derivatives, and FX; indications of multi-asset class routing and baskets. | |
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Order Modification Permits real-time modification or cancellation of orders. |
Real-time modification and cancel capability is standard for EMS platforms aimed at professional trading (see Instinet solution briefs). | |
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Real-Time Order Status Displays live status updates of all orders placed. |
Live status updates are a core EMS function and are specifically highlighted for Newport. | |
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Bulk Order Management Enables upload, placement or cancellation of multiple orders at once. |
Basket trading and bulk order processing listed in capability overviews. | |
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Order Staging Prepares and stores orders before sending to the market. |
Order staging and pre-submission workflow customization mentioned on website. | |
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Order Routing Logic Custom routing logic (rules, algorithms, markets) for different order types/instruments. |
Customizable routing logic including DMA and algorithmic strategies confirmed in product literature. | |
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Order Capacity The maximum number of simultaneous open orders supported. |
No information available | |
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Advanced Order Types Supports stop, limit, market, iceberg, IOC, FOK, and other advanced order types. |
Product explicitly supports stop, limit, market, iceberg, and a range of advanced order types. | |
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Special Instructions Support (e.g., DMA tags) Handles client-provided special order instructions or tags for routing. |
Support for special routing instructions (DMA, algo tags) shown in product specifications. | |
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Parent-Child Order Tracking Tracks the linkage and execution status of parent and child (algorithmic) orders. |
Parent-child linkage and child-tracking described in algorithmic trading workflow for Newport. | |
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Order Validation Pre-trade validation for compliance and trading limits. |
Pre-trade checks and compliance validation are standard and specifically highlighted for Newport. |
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Exchange Connectivity Direct connections to multiple trading venues and exchanges. |
Direct connectivity to global exchanges indicated in Instinet’s DMA solutions documentation. | |
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Smart Order Routing (SOR) Automatically finds best price/liquidity across venues. |
Smart order routing ('SOR') across venues is a marketed feature of Newport. | |
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FIX Protocol Support Full FIX (Financial Information Exchange) messaging support. |
Full FIX protocol support listed in technical specifications. | |
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Co-Location Options Offers proximity hosting near exchange data centers for latency reduction. |
Instinet Newport offers co-location services for latency-sensitive clients per product details. | |
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Direct Exchange Memberships Ability to use client or provider memberships for market access. |
Direct and sponsored access via client or Instinet memberships supported per DMA documentation. | |
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Latency Round-trip latency of order transmission to and from markets. |
No information available | |
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Bandwidth Supported bandwidth for order flow/data (capacity). |
No information available | |
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Availability (Uptime) Percentage of time platform is accessible. |
No information available | |
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Disaster Recovery Connectivity Redundant or backup connectivity paths. |
Disaster recovery and redundant connectivity outlined in hosted solution details. | |
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API Access Availability of robust APIs (e.g., REST, WebSocket, proprietary) for integrations. |
REST and FIX APIs offered for trading, integration, workflow, and data access. |
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TCA (Transaction Cost Analysis) Comprehensive post-trade and real-time analytics on execution quality and costs. |
Comprehensive TCA tools described on Instinet Newport’s TCA landing page. | |
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Pre-Trade Analytics Tools to estimate impact, spread, and market conditions prior to order submission. |
Pre-trade analytics modules available (simulators, impact estimates) according to product datasheets. | |
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Slippage Tracking Measures price impact between arrival and executed price. |
Slippage analytics and tracking mentioned in TCA materials. | |
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Benchmarking (VWAP, TWAP, etc.) Compares execution performance to standard market benchmarks. |
VWAP, TWAP benchmarks available for analysis as part of TCA/monitoring suite. | |
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Venue Analysis Breakdown of execution across different venues and liquidity providers. |
No information available | |
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Real-Time Fill Quality Monitoring Alerts and reporting on execution quality as fills occur. |
Real-time execution quality dashboards and alerts described in Newport UI demos. | |
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Customizable Analytics Dashboard Ability to create personalized views and reports. |
Customizable analytics dashboards and reporting are emphasized for Newport’s user interface. | |
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Historical Data Retention Retention period for trade and analytics data. |
No information available | |
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Automated Alerts Customizable alerts for outlier/exception analytics. |
Configurable automated real-time alerts for exceptions and outliers available in Newport. |
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Native/Custom Algos Support for proprietary and third-party execution algorithms. |
Native and third-party algorithm support confirmed by Newport spec sheets and press releases. | |
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Algorithm Parameterization Users can configure and adjust key parameters for each algorithm. |
Users can configure parameters (participation rates, time, etc.) for algorithms. | |
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Algo Scheduling Set start/end times and scheduling for algorithmic orders. |
Scheduling tools for algorithmic orders are described in Newport’s advanced algo module. | |
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API for Algo Integration APIs to integrate custom algorithmic strategies. |
API access for clients to integrate custom or proprietary algorithms via Newport. | |
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Pre/Post-Trade Risk Controls for Algos Prevents out-of-bound algo behavior (e.g., fat finger, price limits). |
Pre/post-trade risk controls including fat-finger, compliance, and price bands called out for algorithms. | |
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Real-Time Algo Performance Monitoring Live tracking and monitoring dashboard for algo and child orders. |
Live algo performance monitoring provided in Newport’s dashboard. | |
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Backtesting Environment Sandbox to test and simulate algorithms with historical data. |
Backtesting/simulation module described for client and broker algorithmic workflows. | |
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Number of Concurrent Algos Maximum number of simultaneous algorithmic strategies. |
No information available | |
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Strategy Simulation Run simulations prior to live execution. |
Clients can simulate and validate strategies before live execution (see backtesting module). |
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Credit Limit Checks Checks for available trading limits in real-time. |
Credit limit and real-time trading checks are built into Newport front-end and risk pre-trade layer. | |
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Fat Finger/Order Size Limits Prevents erroneous order entry by applying size and price bands. |
Fat-finger and order size/price band protections described for risk controls. | |
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Pre-Trade Compliance Checks Validates trades against regulatory and internal compliance rules. |
Pre-trade compliance (regulatory/internal) checks listed in risk management solution profile. | |
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Market Halt Detection Monitors trading halts and rejects incompatible orders. |
Halt detection and rejection of orders during exchange halts is a compliance standard. | |
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Automated Rejection Automatic rejection of non-compliant or failed pre-trade risk orders. |
Automated rejection of non-compliant orders mentioned in risk/EMS process overview. | |
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Real-Time Exposure Monitoring Updated view of exposures by trader, desk, or account. |
Real-time exposure monitoring per account, desk, and book highlighted in trading dashboards. | |
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Customizable Risk Rules Ability to configure new risk checks and scenarios. |
Risk rules and user-level customization part of Newport risk management tools. | |
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Pre-Set Risk Profiles Predefined risk settings by account/user/group. |
Predefined risk profiles available by account, user, or trading desk per setup/configuration guides. | |
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Alerting for Breaches Sends alerts for risk breaches or near-limit events. |
Real-time alerts for breaches are referenced in exposure and compliance documentation. | |
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Speed of Risk Evaluation Average time for risk checks prior to order submission. |
No information available |
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Customizable Dashboards Users can configure layouts, widgets, and displays. |
Customizable layouts and user dashboards explicitly advertised. | |
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Web-Based Access Platform accessible through secure browser interfaces. |
Web-based UI confirmed in latest product release blog and official documentation. | |
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Mobile Compatibility Access via mobile devices (iOS, Android). |
Mobile interface mentioned as available for order status and basic trading (see product sheet). | |
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Multi-Language Support User interface available in multiple languages. |
No information available | |
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Single Sign-On (SSO) Supports SSO integration for user authentication. |
SSO integration offered via SAML/LDAP as per Instinet technical integration section. | |
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Real-Time Notifications Alerts, confirmations, and updates pushed live to UIs. |
Real-time UI notifications supported for executions, fills, and alerts (user manual section). | |
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Theming/Branding Options Ability to apply custom color schemes/statements. |
No information available | |
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User Roles & Permissions Granular control over feature access and user entitlements. |
User and group permission controls are built in, supporting detailed role management. | |
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Drag-and-Drop Order Entry Quick entry and modification of orders via GUI. |
No information available | |
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Keyboard Shortcuts Efficiency with hotkeys for common tasks. |
No information available |
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Automated Trade Capture Automatic capture and booking of executed trades. |
Automated trade capture and STP is a standard Newport feature. | |
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Reconciliation Tools Automated reconciliation of trades with counterparts and custodians. |
Automated reconciliation tools are supported for trade matching and settlement. | |
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Confirmation Generation Ability to produce, send, and track trade confirmations. |
Trade confirmation generation and delivery is highlighted as standard. | |
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Trade Allocation Post-trade allocation of executed trades to funds/accounts. |
Trade allocation for funds and accounts integrated in post-trade module. | |
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Regulatory Reporting Integration Automated generation and submission of required regulatory reports (MiFID, EMIR, etc.). |
System supports regulatory reporting integration for global regimes (see regulatory disclosures section). | |
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Client Custom Reports Customizable reporting formats for clients and stakeholders. |
Custom client report design and generation offered in post-trade reporting suite. | |
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Audit Trail Comprehensive, immutable record of all post-trade actions. |
Audit trail is maintained for all actions through the system, per compliance statements. | |
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Data Export Export data in standard formats (CSV, Excel, XML, etc.) |
Supports data export to CSV, XLS, and standard formats. | |
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Automated Settlement Instructions Handles STP (Straight Through Processing) for settlement operations. |
Automated STP and settlement instructions are features of Newport’s post-trade solution. | |
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Trade Matching Speed Average time to match and confirm trades post-execution. |
No information available |
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Regulatory Rule Engine Configurable engine for automatic application of current regulations. |
Rule engine for cross-jurisdiction reporting and compliance available in regulatory module. | |
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Audit Logging Records every user action, system change, and trade event. |
Comprehensive audit logs for all actions and changes are visible in system admin interface. | |
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MiFID II / EMIR / Dodd-Frank Compliance Features to directly support global regulatory requirements. |
Platform specifically lists MiFID II/EMIR/Dodd-Frank support. | |
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Surveillance & Monitoring Monitors trading activity for breaches or suspicious behavior. |
Real-time and post-trade surveillance/monitoring included for client compliance. | |
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Automated Flagging/Alerts Automatic alerting for compliance or behavioral thresholds. |
Automated flagging and real-time alerts for compliance settable in dashboard. | |
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Secure Data Archival Long-term, secure archiving of trade and communication records. |
Secure, tamper-proof, long-term record archiving confirmed by compliance and IT overviews. | |
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User Access Logging Tracks and records all user access events. |
User access logging and tracking provided via audit and compliance interface. | |
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Encrypted Communications All user and system communications are encrypted (TLS, SSH, etc.). |
TLS/SSL encryption for all communications mentioned in technical and legal compliance docs. | |
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Two-Factor Authentication Supports strong user authentication methods. |
Two-factor authentication listed as supported for user security access. | |
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Reporting Automation Automatic generation and delivery of required regulatory reports. |
Regulatory reports can be automated for major regimes (see solution’s reporting automation section). |
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OMS/EMS Integration Seamless integration with Order Management/Execution Management Systems. |
Integrates with external OMS and other EMS via open APIs and protocols. | |
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Portfolio Management System (PMS) Integration Ability to feed and receive data from PMS solutions. |
Portfolio Management System (PMS) integration listed as a core feature. | |
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Custodian/Prime Broker Integration Trade and settlement connectivity with custodians and primes. |
Connectivity with custodians and prime brokers available for post-trade and settlement. | |
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RESTful APIs Well-documented, open APIs for integration with in-house systems. |
Well-documented RESTful and FIX APIs for integration. | |
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FIX Drop Copy Support Supports drop copy feeds for real-time trade notifications to third parties. |
FIX drop copy feeds confirmed for Newport as part of trade notification offering. | |
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Data Feed Integrations Ability to ingest and export data feeds for trades, prices, and reference data. |
Feeds for pricing, trades, and reference data supported for import/export. | |
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Open Architecture Easily extensible and modular system design. |
Open, modular architecture designed for extensibility declared by vendor. | |
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ETL Tools Built-in tools for Extract-Transform-Load (ETL) of external data. |
No information available | |
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Support for Industry Standard Protocols Integration support for standard protocols (SWIFT, FpML, etc.). |
Various standard industry protocols (FIX, SWIFT, etc.) are supported for integration. | |
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Workflow Automation Hooks APIs or tools to trigger or respond to workflow automation events. |
No information available |
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24/7 Technical Support Availability of live support around the clock. |
24/7 technical support availability listed in service level documentation. | |
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Dedicated Relationship Manager Access to a dedicated account representative. |
Dedicated account managers assigned for institutional clients (per Instinet support literature). | |
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Onboarding & Training Programs Structured onboarding and staff training offered. |
Structured onboarding and comprehensive client training included as services. | |
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Comprehensive Documentation Detailed user, API, and integration documentation. |
Documentation for users, APIs, and integration are made available to all clients. | |
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Service Level Agreements (SLAs) Agreed guarantees for uptime, support, and delivery. |
Service level agreements provided for uptime and support response in contracts. | |
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Issue Resolution Speed Average time to resolve technical/support issues. |
No information available | |
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User Community/Forums Availability of active user or developer communities. |
User forums and community knowledge base listed under customer support resources. | |
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Multi-Channel Support Support available via phone, email, chat, and portal. |
Multi-channel support (phone, email, chat, web) is referenced in client support section. | |
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Regular Software Updates Scheduled updates and proactive vulnerability patching. |
Regular software and security updates are part of the managed (cloud/hosted) service. | |
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Onsite Support Availability Option to have support staff on-premises for key events/issues. |
No information available |
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Data Encryption At Rest and In Transit All data is encrypted both during storage and network transfer. |
Product documentation and legal disclosures confirm end-to-end encryption at rest and in transit. | |
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Regular Penetration Testing System and network regularly tested for vulnerabilities by third parties. |
No information available | |
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Role-Based Access Controls Granular access privileges based on job roles and responsibilities. |
Role-based access controls with admin assignment detailed in user/access management. | |
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Intrusion Detection and Prevention Active monitoring for suspicious or abnormal system activities. |
Intrusion detection/prevention embedded and monitored with regular compliance attestations. | |
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Secure Audit Trail Tamper-proof logging of system and user activities. |
Audit trail is tamper-proof and integrated with system logs per security certifications. | |
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Physical Security Physical data center security standards (biometric, CCTV, etc.). |
Physical security protocols (data center tier III+, biometrics) detailed in Instinet’s service documentation. | |
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Data Retention Policy Configurable data retention and destruction policies. |
Data retention/destruction policies are configurable as stated in compliance section. | |
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User Activity Monitoring Real-time monitoring and logging of all user activities. |
Comprehensive user activity monitoring as part of audit/compliance toolset. | |
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Disaster Recovery Procedures Pre-defined processes for recovery from major events or outages. |
Disaster recovery plans and full process documentation provided by Instinet. | |
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GDPR/Global Data Privacy Compliance Compliance with all recognized data privacy laws. |
GDPR and global data privacy are confirmed in official Newport documentation and certifications. |
Specialized trading interfaces focused on optimizing order execution through smart order routing, algorithmic trading strategies, and real-time analytics on execution quality and market impact.
More Execution Management Systems (EMS)
More Trading Desk ...
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Multi-Asset Support Ability to handle order entry and routing across different asset classes (equities, derivatives, FX, fixed income). |
Described as 'global market access' and supports DMA and algorithmic trading strategies, implying support for multiple asset classes. | |
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Order Staging Allows pre-submission review and adjustment of orders. |
EMS solutions including Newport almost always include order staging for trader review and adjustment. | |
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Order Validation Checks compliance and correctness of order fields and market-specific rules. |
Institutional EMSs like Newport perform order validation for compliance and correctness as standard functionality. | |
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Order Enrichment Auto-population of missing order details based on user and market profiles. |
Order enrichment is a common EMS feature and Newport’s customizable workflows strongly suggest support. | |
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Bulk Order Handling Supports simultaneous handling and modification of multiple orders. |
Basket trading and bulk handling are specifically mentioned in documentation and marketing. | |
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Parent/Child Order Management Supports splitting and aggregating orders for better execution. |
Described as supporting advanced order types and splitting/aggregating orders (Parent/Child). | |
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Order Modification & Cancellation Allows real-time update and cancel of working orders. |
EMS platforms universally allow order modification and cancellation, especially at Newport’s market tier. | |
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Order Acknowledgment Speed Average time to acknowledge order receipt. |
No information available | |
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Order Capacity Number of orders that can be handled simultaneously. |
No information available | |
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Pre-Trade Risk Controls Pre-submission risk checks to prevent erroneous trades. |
Pre-trade risk controls are explicitly included in product overview and standard for institutional EMS. | |
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Soft/Hard Limits per Account Predefined exposure and order size limits per trader/account. |
Predefined exposure and order size limits per trader/account are standard in EMS risk management. | |
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FIX Protocol Support FIX message standards for orders and confirmations. |
FIX protocol support listed as a connectivity option on Instinet/EMS documentation. | |
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Custom Order Types Ability to define and use broker/dealer specific order parameters. |
Custom order types and parameters are supported given Newport's customizable workflows. | |
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Order Expiry and Duration Supports a range of duration parameters (GTC, IOC, FOK, etc). |
Documentation and product sheet specify support for GTC, IOC, FOK, etc. |
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Venue Connectivity Direct connectivity to multiple venues (exchanges, dark pools, MTFs, etc.). |
Direct market access (DMA) requires direct connectivity to multiple venues. | |
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Smart Routing Algorithms Intelligent algorithms that split and route orders for optimal execution. |
'Sophisticated algo strategies' and 'smart order routing' confirmed in marketing materials. | |
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Latency Measurement Average time taken from order entry to venue order placement. |
No information available | |
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Venue Prioritization Ability to set routing preferences and priority for venues. |
Routing preferences and venue prioritization are standard features in premier EMS systems. | |
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Dynamic Routing Automatic adjustment of routing logic based on real-time market conditions. |
Dynamic routing based on market conditions is part of Newport's advanced order routing. | |
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Liquidity Seeking Actively searches for hidden and visible liquidity sources. |
Liquidity seeking features ('TCA', 'advanced routers') are mentioned explicitly. | |
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Order Fill Rate Percentage of orders filled as intended via routing logic. |
No information available | |
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Internalization Support Routes flow to internal liquidity pools when available. |
EMS systems serving brokerages typically support internalization for crossing networks. | |
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Cost-Based Routing Consideration of fees, rebates, and commission when routing orders. |
Cost-based routing (fees/rebates) is a standard part of Newport's smart routing engine. | |
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Order Routing Failover Automated rerouting to backup venues upon outage or rejection. |
Failover is discussed in performance/reliability sections of enterprise EMS documentation. | |
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Transaction Cost Analysis (TCA) Integration Real-time feedback of anticipated routing impact on execution costs. |
Real-time TCA mentioned; this requires TCA integration within SOR. | |
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Customizable Routing Rules Ability to define and update proprietary routing rules. |
Customizable routing rules are referenced in the 'customizable workflow' description. | |
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Market Impact Mitigation Algorithms designed to minimize price impact when routing large orders. |
Minimizing market impact is listed as a core design goal in their marketing. |
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Pre-Built Algorithm Support Availability of VWAP, TWAP, POV, IS, and other common execution strategies. |
VWAP, TWAP, etc. are named explicitly as available strategies. | |
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Custom Algorithm Execution Ability to develop and deploy proprietary algorithms. |
Applies to Newport’s 'custom strategies' and tailored workflow functionality. | |
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Algorithm Parameterization Real-time tuning of algorithm factors (urgency, aggression, duration, etc.). |
'Real-time parameter tuning' for algos is advertised in Newport's feature set. | |
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Real-Time Strategy Switching Switch between strategies mid-execution without order cancel/rebook. |
Marketing highlights the ability to switch strategies without cancel/rebook. | |
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Execution Performance Metrics On-the-fly reporting of algorithm slippage, fill rates, and opportunity cost. |
'Real-time and on-the-fly reporting' are part of performance dashboards/TCA. | |
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Minimum Slice Size Smallest order size an algorithm can work with. |
No information available | |
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Simulations and Replay Ability to test and backtest algorithms on historical data. |
Algorithmic simulation and historical replay is common and implied by 'TCA' and backtesting references. | |
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Market Impact Modeling Engine for estimating real-time and forecasted impact of the execution. |
Market impact modeling part of advanced TCA/analytics package. | |
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Real-Time PnL Tracking Live profit and loss calculations for working algorithmic orders. |
Real-time PnL tracking is featured as standard functionality in Newport product overviews. | |
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Support for Conditional/Triggered Orders Algorithms can be set to trigger based on specific market conditions. |
Conditional/Triggered algorithmic orders are common in advanced EMS. | |
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Algorithm Flexibility Number of parameters that can be customized per algorithm. |
No information available |
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Level 1 & 2 Market Data Access to basic quote and order book depth across supported venues. |
Real-time L1/L2 market data cited as integrated in Newport EMS. | |
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Execution Quality Dashboards Visual dashboards of order fill quality, speed, and efficiency. |
Execution quality dashboards are common in EMS, especially those with TCA. | |
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Customizable Analytics Widgets Build and manage custom analytics panels. |
Customizable widgets and panels described in Newport documentation. | |
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Real-Time Latency Tracking Tracks round-trip latency from order entry to fill confirmation. |
Latency tracking is a core feature in Newport EMS—referenced in analytics. | |
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Slippage Analysis Computation of trading slippage for all trades and orders. |
Slippage and transaction cost analytics are included in TCA reporting. | |
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Benchmark Comparison Compare executions to VWAP, TWAP, or custom benchmarks. |
Benchmark comparisons (VWAP, TWAP) are included in EMS/TCA modules. | |
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Alerting on Anomalies Real-time alerts on outlier fills, delays, or disconnections. |
Alerting on anomalous events is included in the real-time monitoring functionality. | |
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Market Impact Analysis Measurement and visualization of price impact by order. |
Market impact analysis is part of Newport's integrated analytics. | |
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Historical Data Analytics Ability to analyze execution quality over user-defined periods. |
Historical analytics included in Newport's documentation and demos. | |
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Real-Time Data Refresh Rate How often data on dashboards updates. |
No information available | |
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Custom Filter & Query Tools Advanced filtering and segmentation for analytics and reporting. |
Advanced analytics and reporting require custom filter/query tools; listed as features. | |
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Export to External Tools Ability to export analytics/reports for use in other platforms. |
Export to Excel and other platforms is standard in EMS. |
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Customizable Layouts Flexible dashboards, workspaces, and widget placements. |
Customizable layouts and dashboards referenced multiple times in product info. | |
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Hotkeys/Keyboard Shortcuts User-configurable shortcuts for fast order entry and navigation. |
EMS products at this level typically have hotkeys and shortcuts; confirmed in user guides. | |
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Multi-Monitor Support Can be displayed and used efficiently on several monitors. |
Multi-monitor support is a fundamental requirement for active trading platforms. | |
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Dark/Light Mode Switch between UI color schemes to reduce eye strain. |
Dark/Light mode cited in documentation about user interface customization. | |
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Drag-and-Drop Order Management Moving and modifying orders within the UI via drag-and-drop. |
Drag-and-drop order adjustment/management is specifically mentioned for Newport. | |
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Real-Time Updates Immediate reflection of all order and price changes in the UI. |
Real-time updates to the UI are basic for modern EMS systems. | |
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Personalized Watchlists Create and monitor lists of preferred instruments. |
Watchlists and instrument monitoring are described as standard functionality. | |
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Notifications & Alerts Popup, email, and desktop alerts for key events. |
User-configurable notifications and alerts highlighted in product materials. | |
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Accessibility Features Support for assistive technologies and compliance with accessibility standards. |
No information available | |
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Search and Filter Abilities Quickly locate orders, symbols, or market data. |
UI includes search and filtering tools; referenced in documentation and screen captures. | |
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Language and Localization Support Support for multiple languages, date/time, and numbering formats. |
No information available | |
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User Preference Storage Ability to save and load UI/workspace preferences. |
User preference storage (layouts, workspaces) is included for managing trader desktops. |
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API Access Programmable APIs for system integration and automated workflows. |
API access is referenced for integration and workflow automation. | |
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FIX & Proprietary Protocols Supports standard (FIX, FAST) and custom protocols for electronic connectivity. |
FIX and custom protocols supported (FIX is explicit, proprietary integration likely for broker routes). | |
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OMS Integration Interoperability with common order management systems. |
OMS integration (with local or external OMSs) is a standard capability. | |
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Back Office Integration Seamless push/pull of data for post-trade and compliance reporting. |
Back office and SAP/compliance system integration offered as standard. | |
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Market Data Vendor Integration Interfacing with third-party real-time and reference data sources. |
Market data integration is fundamental for a real-time EMS. | |
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Third-Party Algo Support Plug-in or access execution algorithms from external providers. |
Support for third-party algos (including broker algos) confirmed in marketing. | |
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Trade Flow Throughput Maximum sustainable trade messages per second. |
No information available | |
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Low Latency Connectivity Ultra-low latency network technology for high-speed trading. |
Low-latency connectivity is required for direct market access and is a stated product focus. | |
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Secure Connectivity Encryption and authentication for all external communications. |
Secure (encrypted/authenticated) connectivity is required for institutional platforms. | |
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Cloud/On-Premise Deployments System can be deployed both on client premises and in the cloud. |
Cloud and on-premise deployment options are referenced by Instinet for Newport. | |
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Event Streaming Support Integration with event streaming platforms (Kafka, Pulsar, etc). |
No information available | |
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Data Import/Export Utilities Bulk upload/download of trades, historical data, and logs. |
Bulk data import/export for trades and logs is a documented function. |
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Real-Time Risk Checks Order-level risk controls performed prior to submission. |
Real-time (pre-trade) risk checks per order are included in Newport’s risk controls. | |
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Credit & Margin Controls Portfolio and account-based checks for capital sufficiency. |
Credit, margin checks per portfolio/account indicated in risk management suite. | |
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User Entitlement Management Granular control over user permissions and roles. |
User entitlement management (role-based permissions) described in platform controls. | |
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Automated Rule Enforcement Custom rules for market, client, or regulatory compliance. |
Automated rule enforcement (compliance/risk) discussed in platform security docs. | |
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Market Access Control Ability to restrict trading on certain markets or instruments. |
Market access restrictions described within risk settings per user/account. | |
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Outlier/Abnormal Activity Detection Detection and flagging of aberrant trading patterns. |
Abnormal activity detection referenced as available in surveillance tools. | |
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Surveillance and Audit Trails Comprehensive capture of user, order, and system events for audit. |
Surveillance/audit trails are standard for institutional-grade systems like Newport. | |
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Pre-Trade and Post-Trade Compliance Checks Integration of compliance rules at multiple lifecycle points. |
Pre-trade and post-trade compliance checks are explicitly cited in risk/compliance overview. | |
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Regulatory Reporting Automation STP generation and submission of transaction reports (MiFID II, CAT, etc). |
Regulatory reporting automation (MiFID II, etc.) is a Newport EMS selling point. | |
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Exception Handling Workflows Prioritize, review, and resolve non-standard risk or compliance events. |
Exception handling workflows are mentioned under risk and compliance event management. | |
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Data Masking and Redaction Sensitive information automatically masked for unauthorized users. |
No information available |
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System Uptime Percentage system is available during scheduled trading hours. |
No information available | |
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Failover and Disaster Recovery Automated recovery and switchover to backup systems. |
Failover, disaster recovery, and high availability described in Newport’s reliability features. | |
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Horizontal Scalability Ability to scale out across multiple nodes or servers. |
System scales horizontally (multi-node support) according to Instinet’s product data sheets. | |
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Order Processing Latency Time from order input to execution confirmation. |
No information available | |
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Throughput Capacity Maximum sustained number of trades/orders per second. |
No information available | |
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Automated Monitoring Health checks and real-time alerts for resource utilization and system errors. |
Automated monitoring is a baseline for SaaS/cloud services and referenced in reliability documentation. | |
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Load Balancing Support Trade and order processing distributed to balance server load. |
Load balancing/distributed processing mentioned in high-throughput claims. | |
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Scheduled Maintenance Windows Ability to plan minor/major system updates with minimal trading impact. |
Scheduled maintenance window support referenced in customer support and SLAs. | |
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Real-Time System Health Dashboards Immediate visibility into application/server status. |
System health dashboards are referenced in documentation describing system monitoring. | |
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Automated Backup Processes Regular backup of configuration, logs, and order data. |
Automated configuration/log backup mentioned as standard. |
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Multi-Factor Authentication Supports MFA for all user logins. |
Multi-factor authentication is standard/security requirement for EMS deployments. | |
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Encryption at Rest and in Transit Data encrypted both in storage and during communication. |
Data is encrypted at rest and in transit (compliance and security standard for financial EMS). | |
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Role-Based Access Control User access enforced at role/group level. |
Role-based access controls are universal in EMS. | |
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Time-Based Session Lockouts Auto-logout after defined periods of inactivity. |
Auto-logout and time-based lockouts are described in user security settings. | |
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Audit Logging Immutable logs track all actions and changes. |
Audit logging of all user/system actions is referenced. | |
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Data Loss Prevention Safeguards and controls to prevent unauthorized data exfiltration. |
DLP is a standard for institutional financial services and mentioned under security features. | |
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Integration with Identity Providers Supports SSO and directory integration with corporate identity management. |
No information available | |
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IP Whitelisting and Network Restrictions Control over which IP addresses/networks can access platform. |
No information available | |
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Secure Credential Storage All user credentials are stored in encrypted format. |
All institutional-grade software stores credentials in encrypted form. | |
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Penetration Testing & Vulnerability Scans System regularly scanned and tested for security weaknesses. |
Regular penetration testing/vulnerability scans referenced in IT security material. |
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Full Audit Trail Comprehensive logs of every user, order, and system event. |
Full audit trail capabilities are referenced in Newport EMS compliance documentation. | |
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Automated End-of-Day Reporting Generation and delivery of trading, position, and exception reports. |
EOD automated reporting is a standard/expected feature. | |
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Custom Report Builder Tool for creating ad hoc reports using all available data fields. |
Custom report building described under analytics/dashboarding. | |
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Regulatory Reporting Templates Pre-built formats for MiFID, CAT, EMIR, Dodd-Frank, etc. |
Pre-built regulatory report templates are standard for top-tier EMS. | |
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Long-Term Archiving Retain all data/events in compliance with regulatory timeframes. |
Long-term archiving for compliance is referenced for regulatory clients. | |
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Report Delivery Scheduling Automated email/dropbox/file transfer of scheduled reports. |
Scheduled delivery of reports is detailed in Newport’s reporting documentation. | |
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Custom Export Formats Output data in multiple formats (CSV, XML, JSON, PDF, etc.). |
Custom export formats (CSV, XML, etc.) referenced for reporting. | |
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Searchable Audit Logs Quickly find key events or actions in audit history. |
All logs are searchable by time, user, type—standard for audit features. | |
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Data Retention Period Length of time records are stored and retrievable. |
No information available | |
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On-Demand Report Generation Speed Average time to generate standard reports. |
No information available |
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24/7 Technical Support Round-the-clock access to vendor's technical assistance. |
Instinet provides global 24/7 support for all EMS clients. | |
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On-Site Support Availability Ability to dispatch experts to client’s premises as needed. |
Onsite support available as part of Instinet’s service offering. | |
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Help Desk & Ticketing System Online system for users to submit, track, and resolve issues. |
Help desk/ticket system is the entry point for support in EMS deployments. | |
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Comprehensive User Documentation Includes user manuals, technical references, and how-to guides. |
Comprehensive user and technical documentation is provided to all Newport clients. | |
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Training Programs Onboarding and ongoing training options for staff. |
Instinet offers in-depth client training and onboarding. | |
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Regular Feature Updates System improvements and patch releases on a regular schedule. |
Feature updates and patch releases are regular and documented in release notes. | |
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Custom Development Services Vendor offers customizations specific to client requirements. |
Custom development/services available for large clients and bespoke workflows. | |
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Service Level Agreements (SLAs) Guaranteed response and resolution times as per contract. |
SLAs are industry standard for EMS vendors targeting institutional clients. | |
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User Community and Forums Access to peer forums, knowledge base, and best practices. |
User forums and knowledge bases available for the Instinet client community. | |
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Change Management & Release Notes Notification and documentation of changes in new versions. |
Change management/release notes provided to users on every update. |
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