A comprehensive enterprise risk management solution designed for financial institutions. Features include risk assessment, control testing, key risk indicators, incident management, compliance management, and extensive reporting and analytics tailored for fund managers.
Comprehensive systems that identify, assess, and manage various types of enterprise risks, including operational, reputational, strategic, and financial risks across the organization.
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Multi-source data ingestion Ability to import data from multiple structured and unstructured sources. |
Protecht.ERM advertises the ability to ingest data from a wide variety of internal and external sources, both structured and unstructured, as part of its risk and compliance framework. | |
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Real-time data feeds Supports real-time ingestion and updating of risk-related data. |
Protecht.ERM provides real-time feeds for risk events and incident capture, supporting live data ingestion and analytics. | |
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API support Supports integration via APIs with third-party and internal systems. |
Public documentation and integration guides show REST API support for integration with third-party and internal systems. | |
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Batch data processing Supports scheduled, bulk updates and ingestion of data. |
Batch processing is referenced for importing registers and large sets of risk/control data. | |
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Standard file support Ability to import/export data in common formats (CSV, XLS, XML, JSON). |
Documentation and user forums confirm import/export in CSV, XLS, and JSON formats. | |
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Data mapping and transformation Tools for mapping source data to the platform’s schema and transforming formats. |
Platform provides mapping tools and configurable field mappings for bulk imports/exports. | |
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Data validation Automatically checks data for integrity and consistency upon ingestion. |
Features like mandatory fields, data type validation, and duplicate detection are part of Protecht.ERM data import. | |
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ETL capabilities Supports extract, transform, load pipelines for managing data flows. |
ETL-like pipelines are supported for scheduled data loads and updates. | |
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Cloud and on-prem connectivity Integrates with both cloud and on-premise systems. |
Protecht.ERM is offered as SaaS and can connect to both cloud and on-premises data sources. | |
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Scalability of data ingestion The maximum daily volume of data records that can be ingested. |
No information available |
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Market risk calculation Ability to model and calculate exposure to market risks (e.g., VaR, stress tests). |
Market risk modeling, including VaR and scenario tests, is specifically listed for financial clients. | |
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Credit risk assessment Quantifies and manages risk exposure to counterparties. |
Credit risk assessment is part of the risk assessment module, supporting quantification and monitoring of counterparties. | |
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Liquidity risk analytics Models fund ability to meet obligations and manage liquidity shocks. |
Liquidity risk analytics features are available for financial institutions, with liquidity risk registers and monitoring tools. | |
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Operational risk assessment Assesses risks from operational failures, including process, staff or system. |
Operational risk is a core Protecht.ERM module, including dedicated registers and scenario analysis. | |
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Risk scenario analysis Ability to run simulations for bespoke risk events. |
Scenario analysis and stress testing are explicitly supported. | |
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Custom risk factor modeling Users can define and implement custom risk factors and models. |
Users can define custom risk models and factors within the analytics suite. | |
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Model validation tools Provides tools to validate and backtest risk models. |
Protecht.ERM provides model validation and backtesting tools as part of its analytics offering. | |
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Historical risk simulation Allows replay of historical events for impact analysis. |
The platform supports replay of historical events for risk assessment. | |
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Risk aggregation (across portfolios) Aggregates risk metrics at multiple portfolio or fund levels. |
Risk aggregation across entities and portfolios is available in analytics and reporting. | |
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Risk calculation speed The average time taken to complete a full risk calculation cycle. |
No information available |
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Regulatory rules library Comprehensive library of rules for key jurisdictions (e.g., SEC, ESMA, FCA). |
Protecht.ERM offers regulatory rule libraries covering major financial jurisdictions per documentation. | |
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Automated compliance monitoring Automatically monitors transactions and holdings for breaches. |
Automated monitoring modules check policy, control, and transaction compliance against regulatory requirements. | |
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Pre-trade compliance checks Detects potential compliance breaches before trades are executed. |
Pre-trade compliance and approval checks are described for institutional clients. | |
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Audit trails Captures all user and system actions for historical review. |
Full audit trail functionality is standard, logging actions and system changes. | |
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Compliance workflow automation Manages approval, exception, and escalation workflows digitally. |
Approval, exception, and escalation workflows can be digitally managed. | |
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Documentation management Stores, manages, and retrieves regulatory documents and disclosures. |
Dedicated documentation management and disclosure tools as part of compliance. | |
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Automated regulatory reporting Generates and submits reports as per local and global requirements. |
Regulatory and compliance reporting automation is included. | |
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Regulatory change tracking Monitors and notifies on relevant regulatory changes. |
Platform monitors relevant regulatory changes and provides notifications. | |
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Breach alerting and notification Sends real-time alerts for any compliance breaches. |
Breach alerts and notifications are configurable for relevant compliance events. | |
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Number of supported jurisdictions Count of regulatory regions (countries) natively supported. |
No information available |
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Customizable dashboards Dashboards can be customized per user or role, with drag-and-drop widgets. |
Custom dashboards are available, which can be tailored by user/role. | |
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Real-time reporting Reports reflect the latest available data and calculations. |
Reports and dashboards provide real-time reflection of the latest data. | |
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Scheduled report generation Ability to schedule delivery of regular reports. |
Scheduled and recurring report generation is supported. | |
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Export to multiple formats Ability to export reports (PDF, Excel, HTML, CSV). |
Export to Excel, CSV, PDF, and HTML mentioned in official documentation. | |
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Data visualization tools Offers graphs, heatmaps, and advanced visualization features. |
Data visualization with graphs, heatmaps, and dashboards is highlighted. | |
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Ad-hoc reporting Users can create custom reports without coding. |
Custom ad-hoc report creation is available without coding. | |
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Automated distribution System can automatically distribute reports to stakeholders. |
Automated scheduled distribution of reports to configurable stakeholders. | |
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Drill-down capabilities Users can drill down into data for detailed analysis. |
Drill-down into underlying risk/control data is a standard dashboard feature. | |
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Interactive visualization speed Average response time for rendering custom dashboard views. |
No information available | |
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Concurrent users supported for reports Maximum number of users that can access reports simultaneously. |
No information available |
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Role-based access control Assigns data and function permissions by user roles. |
Role-based access management is highlighted as part of user and privacy control. | |
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Single Sign-On (SSO) Integrates with corporate identity providers for access. |
Single sign-on (SSO) available via SAML and other integrations. | |
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Multi-factor authentication Enforces additional security checks for user logins. |
Multi-factor authentication is available for enhanced security. | |
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Data encryption (in transit and at rest) Encrypts sensitive data during transfer and storage. |
Encryption in transit and at rest is stated in the security overview. | |
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Comprehensive audit logging Maintains detailed logs for all data access and changes. |
Full audit logs for access and changes are maintained and exportable. | |
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User provisioning and de-provisioning Automates the onboarding and offboarding of users. |
User provisioning processes and access management are handled centrally. | |
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Granular permission settings Fine-tuned data and function-level access configuration. |
Granular permission settings available at field and module level. | |
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Data masking and anonymization Masks sensitive data fields for select users or roles. |
Data masking/anonymization is offered for specific user roles for privacy. | |
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Incident & breach detection Monitors and alerts on potential security incidents. |
Continuous monitoring and alerting for security incidents is part of the platform. | |
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Maximum concurrent user sessions Maximum user sessions that are allowed simultaneously. |
No information available |
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Custom workflow builder Visually design and automate multi-step processes. |
Drag-and-drop workflow builder and visual process automation features are advertised. | |
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Automated task assignment Routes tasks to responsible users based on defined criteria. |
Task assignment rules and automated routing available in workflow engine. | |
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Approval tracking Tracks approvals, signatures, and acknowledgments digitally. |
Digital approvals and signatures, with tracking, are supported. | |
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Notification and escalation rules Automated alerts and escalation when timelines are missed. |
Configurable notification and escalation rules are a standard workflow feature. | |
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Exception management Tracks and manages process exceptions and their resolutions. |
Exception tracking and resolution management included in process monitoring. | |
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Integration with communication tools Integrates with email, chat, or ticketing for notifications. |
Integration with Outlook and other email, plus support for Teams/Slack via webhooks. | |
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SLA tracking Measures and reports service-level agreement adherence. |
SLAs can be defined and reported on; performance is measured against these. | |
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Parallel processing of workflows Supports simultaneous execution of multiple workflows. |
Multiple simultaneous workflow instances are supported. | |
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Number of customizable workflows Maximum number of custom workflows supported. |
No information available | |
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Workflow execution speed Average time to execute a typical workflow. |
No information available |
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Comprehensive activity logs Captures all system and user activities for review. |
Full activity and audit logs for all users and system events. | |
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Automated exception logging Automatically records exceptions and unusual events. |
Exception logs are automatically generated for unusual and failed system events. | |
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Change management tracking Monitors changes to data, rules, and configurations. |
Change management and configuration audit tracking is a documented feature. | |
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Periodic review scheduler Automates scheduling and reminders for audits and reviews. |
Automated scheduling for reviews and audits is part of the calendar and workflow engine. | |
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Forensics and drill-back tools Allows detailed reconstruction and investigation of events. |
Drill-back and forensic analysis tools are described for audit investigations. | |
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Automated controls testing Regularly tests control effectiveness and documents results. |
Automated controls and periodic effectiveness testing with results documentation is a platform feature. | |
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Exception alerting Notifies users of irregular events or failed checks. |
Automated alerting of exceptions, failed controls, or checks is supported. | |
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Audit report generation Automatically compiles and formats audit-ready reports. |
The platform can generate audit-ready reports automatically. | |
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Retention period for logs Duration for which audit logs are retained in the system. |
No information available | |
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Concurrent audit users supported Maximum number of auditors that can work simultaneously. |
No information available |
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Horizontal scalability Easily scales out via additional computing resources. |
Protecht.ERM is described as horizontally scalable and suited for multi-entity risk management. | |
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Load balancing Distributes system load across multiple servers or nodes. |
Load balancing and multi-node deployment supported for enterprise clients. | |
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Cloud-native architecture Designed for scalable cloud or hybrid deployments. |
Built as a cloud-native solution (Azure hosting), supporting hybrid and private cloud. | |
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High-availability configuration Supports failover and redundancy for resilience. |
High availability and failover options are included for all enterprise SaaS deployments. | |
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Disaster recovery options Provides built-in DR and data backup capabilities. |
Disaster recovery features and scheduled backups are listed in platform services. | |
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Concurrent users supported Maximum simultaneous users during peak usage. |
No information available | |
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Data throughput capacity Maximum volume of data processed per second. |
No information available | |
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Uptime SLA Guaranteed platform availability over time. |
No information available | |
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Average page load time Typical time for loading key dashboards or modules. |
No information available | |
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Processing capacity per fund Number of funds/entities supported without degradation. |
No information available |
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Intuitive user interface Interface is easy to navigate and learn. |
Protecht.ERM is marketed as highly user-friendly and intuitive, with usability emphasized in reviews. | |
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Mobile access Accessible on smartphones and tablets. |
Native mobile apps and web-based mobile support for on-the-go access. | |
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Contextual help Built-in help, tooltips, and guided tours. |
Contextual help, tooltips, and in-application guides are documented. | |
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Personalized homepages Users can set and modify their landing screens. |
Personalized home screens and dashboards configurable per user. | |
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Internationalization/localization Supports multiple languages and regional formats. |
Multi-language and internationalization options are available for global clients. | |
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Accessibility features Compliant with accessibility standards (e.g., WCAG). |
No information available | |
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Custom notifications Users can configure notification settings. |
Users may configure notification channels and rules. | |
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Keyboard and voice navigation Supports keyboard shortcuts and/or voice commands. |
No information available | |
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Average number of clicks to complete workflow Measures usability and process optimization. |
No information available | |
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Time to proficiency Average time required for new users to become proficient. |
No information available |
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24/7 technical support Vendor offers around-the-clock support services. |
24/7 technical support is offered for enterprise and financial sector clients based on the support portal. | |
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Dedicated account manager Customers are assigned a specific contact from the vendor. |
Clients are assigned a dedicated account manager (documented on vendor site). | |
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Proactive system monitoring Vendor monitors health and performance of client deployments. |
Protecht actively monitors client deployments for performance and security. | |
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Automatic software updates Platform receives regular, automatic patching and feature updates. |
Automatic updates and patches are part of SaaS offering. | |
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Comprehensive documentation Up-to-date guides for administration, user, and integration support. |
Comprehensive up-to-date documentation is available online for admins and end-users. | |
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User community and forums Access to community knowledge and peer support. |
Active user forums and community resources available through the Protecht website. | |
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Onboarding/training services Vendor offers user onboarding and ongoing training options. |
Onboarding and live/online training services are provided during implementation and ongoing. | |
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Service Level Agreement (SLA) metrics Key metrics defined in the support contract. |
Vendor provides SLAs as part of enterprise agreements. | |
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Average issue resolution time Mean time to resolve client-reported production issues. |
No information available | |
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Frequency of major platform updates How often major feature or version updates are released. |
No information available |
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