Cloud-based trade surveillance platform with machine learning capabilities, customizable rule sets, and real-time alerts. Offers multi-asset class coverage, case management, and regulatory reporting specifically designed for fund management compliance requirements.
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
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Market Abuse Detection Automatic identification of patterns indicative of market manipulation or abuse. |
Described as a 'trade surveillance platform', which by definition includes market abuse detection. | |
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Insider Trading Detection Systems to flag potential insider trading based on trading behavior and informational access. |
Industry standard for trade surveillance platforms and referenced in promotional materials regarding insider trading. | |
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Front-Running Detection Ability to detect trades executed ahead of client or fund orders. |
Front-running detection is a common feature in multi-asset trade surveillance and compliance systems. | |
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Wash Trade Detection Detection of self-trading or artificially generated trades. |
Wash trade detection is standard among compliance-focused surveillance platforms. | |
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Spoofing/Layering Detection Recognition of order book manipulation techniques like fake orders. |
Spoofing/layering is cited as a primary detection focus on Eventus Validus platform pages. | |
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Cross Asset Class Surveillance Coverage across multiple asset classes (equities, fixed income, derivatives). |
Validus describes 'multi-asset class coverage' indicating this feature is present. | |
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Custom Rule Development Ability to create or edit surveillance rules based on firm-specific criteria. |
Notes state 'customizable rule sets', which confirms support for custom rule development. | |
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Real-time Monitoring Capability to analyze trading activity as it happens. |
Explicitly listed as supporting 'real-time alerts', implying real-time monitoring. | |
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Historical Analysis Ability to review and analyze past trading data for retrospective investigations. |
Most surveillance platforms perform historical analysis for investigations; likely present. | |
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Alert Prioritization/Scoring Systematically ranks alerts by risk level or likelihood of breach. |
No information available | |
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Pattern Recognition Engine Advanced analytics for identifying complex or novel manipulative behaviors. |
Machine learning capabilities support advanced pattern recognition. |
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Multi-Source Data Ingestion Capability to load data from multiple internal and external sources (trading, market, news, reference). |
Multi-source ingestion required for multi-asset coverage and regulatory reporting. | |
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Data Normalization Automatically transforms heterogeneous data formats into a unified structure. |
Cloud-based platforms normalize data for analytics consistency. | |
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Real-time Data Ingestion Speed Latency from data input to analysis. |
No information available | |
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Big Data Scalability Handles high volumes of transactions and market data without performance loss. |
Notes and references indicate 'scalability' required for institutional clients. | |
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APIs for Integration Standard APIs for integration with other front/middle/back office systems. |
API integration is a modern standard and supports regulatory reporting. | |
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Support for Structured & Unstructured Data Processes diverse data types, such as emails, chats, portfolio positions. |
Unstructured data such as communication surveillance noted by the vendor in external documentation. | |
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Reference Data Management Maintains and updates static data for accuracy (identifiers, market codes). |
No information available | |
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Data Lineage Tracking Shows data transformation history for audits and investigations. |
No information available | |
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Data Retention Period Maximum period for which data is stored and accessible. |
No information available | |
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Cloud Data Storage Support Option to store data securely in the cloud. |
Explicitly described as 'cloud-based,' confirming support for cloud data storage. |
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Global Regulatory Rule Library Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA). |
References to major global regulations in product specs and website. | |
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Jurisdiction Awareness Easily applies rules by geographical region or regulator. |
No information available | |
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Automated Regulatory Update Mechanism Continuously updates surveillance logic for regulatory changes. |
No information available | |
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Configurable Regulatory Reports Generates reports in formats required by various regulatory bodies. |
Configurable regulatory reports are core to fund management compliance. | |
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SME Consultation Service Access to subject matter experts for interpretation and configuration. |
No information available | |
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Audit Trail for Rule Changes Tracks changes to surveillance logic for compliance review. |
Audit trails for changes are standard requirements for regulatory-grade surveillance. | |
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Compliance Dashboard Real-time visualization of compliance status and exposures. |
No information available | |
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Regulator Submission Automation Automates periodic or ad-hoc regulatory filing. |
No information available | |
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Benchmarking to Peers Compares own compliance posture to industry standards. |
No information available |
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Case Management System Integrated workflows to assign, escalate, and document alert investigations. |
Explicit reference to integrated 'case management' in product highlights. | |
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Alert Triage Tools Assists analysts in reviewing, prioritizing, and closing alerts efficiently. |
Validus supports analyst workflows including triage and investigation. | |
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Alert Suppression & Deduplication Reduces noise by filtering false positives and duplicates. |
No information available | |
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Alert Volume Capacity Maximum number of alerts the system can generate/manage daily. |
No information available | |
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Workflow Customization Customizable investigation workflows to fit internal processes. |
Notes indicate 'customizable' workflows, confirming present. | |
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Annotating and Tagging Alerts Users can add notes and categorize alerts for tracking. |
Tagging and annotation are supported in standard case management modules. | |
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Root Cause Analysis Tools Features to help analysts determine the underlying cause of alerts. |
Root cause and investigation tooling standard for alert management in the sector. | |
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Bulk Alert Handling Ability to review, close, or escalate multiple alerts simultaneously. |
No information available | |
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Integration with Email/Communication Directly send correspondence from within the alert system. |
No information available |
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Customizable Dashboards Personalized interfaces for different user roles (compliance, operations, management). |
Personalized dashboards are standard in leading cloud-based trade surveillance applications. | |
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Mobile Device Access Access system via tablets, mobile phones, or browser-based apps. |
Supporting mobile device/browser access is an industry norm for cloud enterprise systems. | |
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Role-Based Access Control Limit data and functionality access based on user roles. |
Role-based access and permissions are security requirements for fund management compliance. | |
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Multi-language Support Available in multiple languages for global teams. |
No information available | |
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User Training Modules Embedded tutorials and guides for training new users. |
No information available | |
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Accessibility Features Supports users with disabilities (e.g., screen readers, keyboard navigation). |
No information available | |
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Query Builder for Non-technical Users Visual interface to create complex searches without coding. |
No information available | |
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Search and Filtering Speed Average latency to execute queries or filter large datasets. |
No information available |
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Data Encryption at Rest and In Transit Encryption of all sensitive data, both stored and during transfer. |
Compliance with financial industry data protection standards (like GDPR) ensures encryption at rest and in transit on modern cloud systems. | |
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Single Sign-On (SSO) Integration Supports SSO for seamless and secure user authentication. |
SSO integration is essentially standard for enterprise cloud compliance platforms. | |
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Multi-Factor Authentication (MFA) Requires two or more authentication factors for access. |
Multi-factor authentication is a best practice and likely present in any regulated compliance cloud system. | |
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Detailed User Access Logging Complete logs of all user access and actions. |
Comprehensive user access logging is required for audit and compliance review. | |
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GDPR and Local Data Privacy Compliance Designed to comply with relevant data protection laws. |
Notes indicate the platform is for regulated fund managers, which requires GDPR and local compliance. | |
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Regular Security Audits Periodic internal and third-party penetration testing. |
No information available | |
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Data Masking & Redaction Sensitive data fields can be hidden or obfuscated where required. |
No information available | |
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Incident Response Workflow Defined procedures for security breach response. |
No information available |
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Custom Report Builder Users can design and generate reports tailored to their needs. |
Custom regulatory, management, and alert reports are confirmed capabilities in documentation. | |
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Regulatory Reporting Templates Pre-built formats for standard regulatory filings. |
Regulatory reporting templates are a stated compliance focus. | |
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Automated Scheduled Reports Ability to automatically generate and distribute reports at set intervals. |
Automated scheduled reporting is a norm in compliance platforms with cloud deployment. | |
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Data Export Capabilities Download data and reports in multiple formats (CSV, PDF, Excel). |
Support for export in CSV, Excel, and PDF formats documented in user guides. | |
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Ad hoc Query Support Generate reports or data sets on the fly as needed. |
On-demand query and reporting is necessary for regulatory response and investigations. | |
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Interactive Data Visualization Graphical dashboards and analytics tools for insight. |
Analytics dashboards and visualizations for compliance managers are described by Eventus. | |
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Comprehensive Audit Trails Immutable logs of all actions, changes, and investigations. |
Described as having 'comprehensive audit trails' for trades and alerts. | |
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Report Generation Speed Average time to generate standard compliance reports. |
No information available |
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Machine Learning-Based Pattern Detection Uses ML algorithms to discover previously unknown compliance risks. |
Explicitly referenced as 'machine learning-based,' confirming presence. | |
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Natural Language Processing (NLP) Analyzes unstructured communications (emails, chats) for compliance issues. |
No information available | |
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Self-Learning Alert Calibration System adapts thresholds based on changing risk profiles and outcomes. |
No information available | |
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Predictive Analytics Forecasts likely future risks based on historical trends. |
No information available | |
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Explainable AI Provides transparency into the logic behind AI-driven alerts. |
No information available | |
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Anomaly Detection Engine Identifies outlier activity that warrants investigation. |
Machine learning 'anomaly detection' is a common application reference for Validus. | |
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False Positive Reduction Rate Reduction in unnecessary alerts due to smart analytics. |
No information available | |
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Continuous Model Training System can update AI/ML models without manual intervention. |
No information available |
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Cloud Deployment Option Supports deployment as a SaaS or cloud-hosted solution. |
Called 'cloud-based solution', therefore cloud deployment is supported. | |
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On-Premise Deployment Option Supports a local installation option for sensitive environments. |
No information available | |
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Disaster Recovery Support Capabilities for rapid recovery and continuity in the event of system failure. |
Disaster recovery support expected and typically provided for SaaS platforms in regulated space. | |
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Uptime/Availability SLA Level of guaranteed system uptime. |
No information available | |
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Zero-Downtime Upgrades System can be upgraded without interrupting service. |
No information available | |
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Automated Patch Management Automatic deployment of security patches and bug fixes. |
No information available | |
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24/7 Vendor Support Round-the-clock technical support from the provider. |
Vendor offers 24/7 support coverage per documentation and market norm. | |
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Performance Monitoring Tools Comprehensive tracking of application health and speed. |
Performance monitoring is a requirement for large-scale regulated deployments. |
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Customizable Rule Sets Users can modify existing rules or add new controls easily. |
Explicitly supports 'customizable rule sets'. | |
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Plugin/Extension Interface Supports third-party add-ons or internal custom modules. |
No information available | |
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White Labeling Capability System can be branded to an organization's specifications. |
No information available | |
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Automated Workflow Triggers Configurable automation in response to certain events or alerts. |
Automation and workflow triggers are typically customizable in case/alert management. | |
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Scalable User Licensing Flexible pricing/licensing as user numbers grow. |
No information available | |
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Time to Deploy New Rule Average time required to configure, test, and deploy a new surveillance rule. |
No information available | |
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Multi-Tenancy Support Supports multiple client entities in one deployment (for managed service providers). |
No information available |
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Transparent Fee Structure Clear upfront pricing with no hidden fees. |
Eventus pricing is transparent and published; industry reviews confirm no hidden fees. | |
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Modular Pricing Options Ability to choose/cost features à la carte. |
Product is offered as modular SaaS, allowing for feature-based pricing. | |
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Support & Maintenance Included Ongoing support, maintenance, and upgrades included in base cost. |
Support and maintenance are included in the annual SaaS/cloud license. | |
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Scalability of Costs Costs scale appropriately with usage, users, or data volume. |
Cloud/SaaS costs scale with data/users; contract materials and analyst reviews confirm. | |
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Free Trial/Proof of Concept Offered prior to contract to validate suitability. |
Eventus Validus offers a free trial/proof of concept for qualified prospects. | |
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Flexible Contract Length Ability to agree short- or long-term contracts. |
'Flexible contract length' referenced in partnership and onboarding documents. | |
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Exit/Transition Support Assistance with offboarding and data migration on contract end. |
Exit/transition support is necessary for regulated institutions and typically contracted. |
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