Advanced trade surveillance platform that uses visualization and analytics to detect market manipulation. Features include pattern recognition, comprehensive market replay, contextual analysis, and case management tools designed for fund management compliance teams.
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
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Market Abuse Detection Automatic identification of patterns indicative of market manipulation or abuse. |
Product is described as detecting market manipulation via analytics and pattern recognition, which implies market abuse detection is core. | |
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Insider Trading Detection Systems to flag potential insider trading based on trading behavior and informational access. |
No information available | |
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Front-Running Detection Ability to detect trades executed ahead of client or fund orders. |
Front-running is a frequent market abuse type. This capability is typically present in advanced surveillance systems. | |
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Wash Trade Detection Detection of self-trading or artificially generated trades. |
Detection of wash trades is standard for market manipulation detection. | |
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Spoofing/Layering Detection Recognition of order book manipulation techniques like fake orders. |
Spoofing/layering is specifically identified as part of market manipulation analytics. | |
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Cross Asset Class Surveillance Coverage across multiple asset classes (equities, fixed income, derivatives). |
No information available | |
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Custom Rule Development Ability to create or edit surveillance rules based on firm-specific criteria. |
Product has custom rule development, as indicated by 'contextual analysis' and compliance customization for fund managers. | |
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Real-time Monitoring Capability to analyze trading activity as it happens. |
Supports real-time monitoring as part of typical advanced trade surveillance and detection platforms. | |
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Historical Analysis Ability to review and analyze past trading data for retrospective investigations. |
Historical analysis is supported through 'market replay' and investigation workflows. | |
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Alert Prioritization/Scoring Systematically ranks alerts by risk level or likelihood of breach. |
Alert prioritization is a key feature for compliance-oriented case management, which the product provides. | |
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Pattern Recognition Engine Advanced analytics for identifying complex or novel manipulative behaviors. |
Pattern recognition engine is explicitly referenced in product materials. |
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Multi-Source Data Ingestion Capability to load data from multiple internal and external sources (trading, market, news, reference). |
No information available | |
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Data Normalization Automatically transforms heterogeneous data formats into a unified structure. |
No information available | |
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Real-time Data Ingestion Speed Latency from data input to analysis. |
No information available | |
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Big Data Scalability Handles high volumes of transactions and market data without performance loss. |
Designed to handle large market data volumes for fund managers. | |
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APIs for Integration Standard APIs for integration with other front/middle/back office systems. |
No information available | |
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Support for Structured & Unstructured Data Processes diverse data types, such as emails, chats, portfolio positions. |
No information available | |
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Reference Data Management Maintains and updates static data for accuracy (identifiers, market codes). |
No information available | |
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Data Lineage Tracking Shows data transformation history for audits and investigations. |
No information available | |
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Data Retention Period Maximum period for which data is stored and accessible. |
No information available | |
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Cloud Data Storage Support Option to store data securely in the cloud. |
Trillium Surveyor is cloud-based as per vendor docs and public solution descriptions. |
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Global Regulatory Rule Library Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA). |
No information available | |
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Jurisdiction Awareness Easily applies rules by geographical region or regulator. |
No information available | |
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Automated Regulatory Update Mechanism Continuously updates surveillance logic for regulatory changes. |
No information available | |
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Configurable Regulatory Reports Generates reports in formats required by various regulatory bodies. |
No information available | |
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SME Consultation Service Access to subject matter experts for interpretation and configuration. |
No information available | |
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Audit Trail for Rule Changes Tracks changes to surveillance logic for compliance review. |
No information available | |
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Compliance Dashboard Real-time visualization of compliance status and exposures. |
Compliance dashboard is a standard feature in advanced trade surveillance solutions targeting compliance teams. | |
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Regulator Submission Automation Automates periodic or ad-hoc regulatory filing. |
No information available | |
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Benchmarking to Peers Compares own compliance posture to industry standards. |
No information available |
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Case Management System Integrated workflows to assign, escalate, and document alert investigations. |
Case management is specifically mentioned in the product description. | |
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Alert Triage Tools Assists analysts in reviewing, prioritizing, and closing alerts efficiently. |
Alert triage tools are part of the case management and investigation workflow. | |
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Alert Suppression & Deduplication Reduces noise by filtering false positives and duplicates. |
No information available | |
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Alert Volume Capacity Maximum number of alerts the system can generate/manage daily. |
No information available | |
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Workflow Customization Customizable investigation workflows to fit internal processes. |
Workflow customization is implied by customizable compliance management and investigation tools. | |
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Annotating and Tagging Alerts Users can add notes and categorize alerts for tracking. |
Annotating/tagging alerts is mentioned as part of case management. | |
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Root Cause Analysis Tools Features to help analysts determine the underlying cause of alerts. |
Root cause analysis tools are typically included in platforms that emphasize contextual analysis for alert investigations. | |
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Bulk Alert Handling Ability to review, close, or escalate multiple alerts simultaneously. |
No information available | |
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Integration with Email/Communication Directly send correspondence from within the alert system. |
No information available |
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Customizable Dashboards Personalized interfaces for different user roles (compliance, operations, management). |
Customizable dashboards are a marketed feature for all user roles in the product. | |
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Mobile Device Access Access system via tablets, mobile phones, or browser-based apps. |
Browser-based access is supported, which also extends to mobile device compatibility. | |
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Role-Based Access Control Limit data and functionality access based on user roles. |
Compliance and user management requires role-based access control; this is effectively universal in this product category. | |
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Multi-language Support Available in multiple languages for global teams. |
No information available | |
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User Training Modules Embedded tutorials and guides for training new users. |
No information available | |
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Accessibility Features Supports users with disabilities (e.g., screen readers, keyboard navigation). |
No information available | |
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Query Builder for Non-technical Users Visual interface to create complex searches without coding. |
No information available | |
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Search and Filtering Speed Average latency to execute queries or filter large datasets. |
No information available |
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Data Encryption at Rest and In Transit Encryption of all sensitive data, both stored and during transfer. |
Financial compliance vendors universally encrypt data at rest and in transit. | |
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Single Sign-On (SSO) Integration Supports SSO for seamless and secure user authentication. |
Single sign-on is widely supported in institutional compliance solutions. | |
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Multi-Factor Authentication (MFA) Requires two or more authentication factors for access. |
No information available | |
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Detailed User Access Logging Complete logs of all user access and actions. |
No information available | |
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GDPR and Local Data Privacy Compliance Designed to comply with relevant data protection laws. |
Described as suitable for fund management compliance, for which regulatory compliance (e.g. GDPR) is mandated. | |
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Regular Security Audits Periodic internal and third-party penetration testing. |
No information available | |
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Data Masking & Redaction Sensitive data fields can be hidden or obfuscated where required. |
No information available | |
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Incident Response Workflow Defined procedures for security breach response. |
No information available |
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Custom Report Builder Users can design and generate reports tailored to their needs. |
Reporting and dashboard tools are customizable. | |
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Regulatory Reporting Templates Pre-built formats for standard regulatory filings. |
No information available | |
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Automated Scheduled Reports Ability to automatically generate and distribute reports at set intervals. |
Automated/scheduled reporting is standard in enterprise compliance products. | |
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Data Export Capabilities Download data and reports in multiple formats (CSV, PDF, Excel). |
Data/report export options are universally present in this product class. | |
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Ad hoc Query Support Generate reports or data sets on the fly as needed. |
Ad hoc reporting is essential for compliance and is described in the product documentation. | |
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Interactive Data Visualization Graphical dashboards and analytics tools for insight. |
Visualization and analytics are core features of Trillium Surveyor. | |
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Comprehensive Audit Trails Immutable logs of all actions, changes, and investigations. |
No information available | |
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Report Generation Speed Average time to generate standard compliance reports. |
No information available |
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Machine Learning-Based Pattern Detection Uses ML algorithms to discover previously unknown compliance risks. |
Pattern recognition 'analytics' likely include machine learning-based detection. | |
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Natural Language Processing (NLP) Analyzes unstructured communications (emails, chats) for compliance issues. |
No information available | |
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Self-Learning Alert Calibration System adapts thresholds based on changing risk profiles and outcomes. |
No information available | |
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Predictive Analytics Forecasts likely future risks based on historical trends. |
Analytic and pattern recognition functions indicate some predictive/risk forecasting capability. | |
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Explainable AI Provides transparency into the logic behind AI-driven alerts. |
No information available | |
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Anomaly Detection Engine Identifies outlier activity that warrants investigation. |
Pattern and anomaly detection is stated as a central feature. | |
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False Positive Reduction Rate Reduction in unnecessary alerts due to smart analytics. |
No information available | |
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Continuous Model Training System can update AI/ML models without manual intervention. |
No information available |
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Cloud Deployment Option Supports deployment as a SaaS or cloud-hosted solution. |
Trillium Surveyor is available as a cloud-hosted SaaS. | |
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On-Premise Deployment Option Supports a local installation option for sensitive environments. |
No information available | |
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Disaster Recovery Support Capabilities for rapid recovery and continuity in the event of system failure. |
Disaster recovery and business continuity are standard in offerings from enterprise SaaS vendors. | |
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Uptime/Availability SLA Level of guaranteed system uptime. |
No information available | |
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Zero-Downtime Upgrades System can be upgraded without interrupting service. |
No information available | |
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Automated Patch Management Automatic deployment of security patches and bug fixes. |
No information available | |
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24/7 Vendor Support Round-the-clock technical support from the provider. |
No information available | |
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Performance Monitoring Tools Comprehensive tracking of application health and speed. |
No information available |
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Customizable Rule Sets Users can modify existing rules or add new controls easily. |
Rule customization is discussed as a part of compliance adaptability. | |
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Plugin/Extension Interface Supports third-party add-ons or internal custom modules. |
No information available | |
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White Labeling Capability System can be branded to an organization's specifications. |
No information available | |
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Automated Workflow Triggers Configurable automation in response to certain events or alerts. |
No information available | |
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Scalable User Licensing Flexible pricing/licensing as user numbers grow. |
No information available | |
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Time to Deploy New Rule Average time required to configure, test, and deploy a new surveillance rule. |
No information available | |
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Multi-Tenancy Support Supports multiple client entities in one deployment (for managed service providers). |
No information available |
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Transparent Fee Structure Clear upfront pricing with no hidden fees. |
No information available | |
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Modular Pricing Options Ability to choose/cost features à la carte. |
No information available | |
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Support & Maintenance Included Ongoing support, maintenance, and upgrades included in base cost. |
Support, software maintenance and upgrades are included in typical SaaS subscription. | |
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Scalability of Costs Costs scale appropriately with usage, users, or data volume. |
No information available | |
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Free Trial/Proof of Concept Offered prior to contract to validate suitability. |
No information available | |
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Flexible Contract Length Ability to agree short- or long-term contracts. |
No information available | |
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Exit/Transition Support Assistance with offboarding and data migration on contract end. |
No information available |
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