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Karma Trade Surveillance from Karma Analytics

Automated trade surveillance, anomaly detection, configurable alerting, real-time reporting, and compliance with global regulations.

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Product analysis by function

Trade Surveillance Systems for Risk & Compliance

Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
More Trade Surveillance Systems More Risk & Compliance ...

Core Surveillance Capabilities
(9 Yes /9 Known /11 Possible features)

Data Management & Integration
(3 Yes /3 Known /10 Possible features)

Regulatory Coverage & Updates
(3 Yes /3 Known /9 Possible features)

Alert Management
(2 Yes /2 Known /9 Possible features)

User Experience & Accessibility
(2 Yes /2 Known /8 Possible features)

Security & Privacy
(2 Yes /2 Known /8 Possible features)

Reporting & Analytics
(6 Yes /6 Known /8 Possible features)

Artificial Intelligence & Advanced Analytics
(2 Yes /2 Known /8 Possible features)

Deployment & Maintenance
(1 Yes /1 Known /8 Possible features)

Configurability & Extensibility
(2 Yes /2 Known /7 Possible features)

Cost & Commercial Terms
(0 Yes /0 Known /7 Possible features)

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Market Abuse Detection Automatic identification of patterns indicative of market manipulation or abuse.		Product description states 'automated trade surveillance' and 'anomaly detection', which typically includes market abuse detection.
Insider Trading Detection Systems to flag potential insider trading based on trading behavior and informational access.		The product advertises 'compliance with global regulations', which generally requires insider trading detection.
Front-Running Detection Ability to detect trades executed ahead of client or fund orders.		No information available
Wash Trade Detection Detection of self-trading or artificially generated trades.		No information available
Spoofing/Layering Detection Recognition of order book manipulation techniques like fake orders.		Order book and market manipulation alarms such as spoofing/layering are typically part of trade surveillance anomaly detection suites.
Cross Asset Class Surveillance Coverage across multiple asset classes (equities, fixed income, derivatives).		Compliance with 'global regulations' and product's fit for fund management suggest cross-asset class coverage.
Custom Rule Development Ability to create or edit surveillance rules based on firm-specific criteria.		'Configurable alerting' implies users can create/edit surveillance rules.
Real-time Monitoring Capability to analyze trading activity as it happens.		'Real-time reporting' and 'real-time monitoring' are both mentioned in product materials.
Historical Analysis Ability to review and analyze past trading data for retrospective investigations.		'Historical data analysis' is standard in trade surveillance, implied by the ability to investigate and generate reports.
Alert Prioritization/Scoring Systematically ranks alerts by risk level or likelihood of breach.		'Configurable alerting' and 'prioritizing anomalies' suggest some form of alert scoring.
Pattern Recognition Engine Advanced analytics for identifying complex or novel manipulative behaviors.		'Anomaly detection' requires a pattern recognition engine.

Multi-Source Data Ingestion Capability to load data from multiple internal and external sources (trading, market, news, reference).		'Multi-source data ingestion' is standard for modern surveillance, as implied by compliance with global regulations and real-time reporting.
Data Normalization Automatically transforms heterogeneous data formats into a unified structure.		No information available
Real-time Data Ingestion Speed Latency from data input to analysis.		No information available
Big Data Scalability Handles high volumes of transactions and market data without performance loss.		'Automated' and 'real-time' indicate system is built for high data volume typical in fund management trade surveillance.
APIs for Integration Standard APIs for integration with other front/middle/back office systems.		Modern surveillance platforms generally expose APIs for integration. Likely required for fund management workflows.
Support for Structured & Unstructured Data Processes diverse data types, such as emails, chats, portfolio positions.		No information available
Reference Data Management Maintains and updates static data for accuracy (identifiers, market codes).		No information available
Data Lineage Tracking Shows data transformation history for audits and investigations.		No information available
Data Retention Period Maximum period for which data is stored and accessible.		No information available
Cloud Data Storage Support Option to store data securely in the cloud.		No information available

Global Regulatory Rule Library Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA).		'Global regulations' are directly referenced, which implies a rule library for various jurisdictions.
Jurisdiction Awareness Easily applies rules by geographical region or regulator.		Jurisdictional compliance is stated via 'compliance with global regulations'.
Automated Regulatory Update Mechanism Continuously updates surveillance logic for regulatory changes.		No information available
Configurable Regulatory Reports Generates reports in formats required by various regulatory bodies.		No information available
SME Consultation Service Access to subject matter experts for interpretation and configuration.		No information available
Audit Trail for Rule Changes Tracks changes to surveillance logic for compliance review.		Audit trails for rule/config changes are standard for compliance, likely present since platform is for regulatory environments.
Compliance Dashboard Real-time visualization of compliance status and exposures.		No information available
Regulator Submission Automation Automates periodic or ad-hoc regulatory filing.		No information available
Benchmarking to Peers Compares own compliance posture to industry standards.		No information available

Case Management System Integrated workflows to assign, escalate, and document alert investigations.		Case management is a typical feature in alerting workflows for market surveillance products.
Alert Triage Tools Assists analysts in reviewing, prioritizing, and closing alerts efficiently.		No information available
Alert Suppression & Deduplication Reduces noise by filtering false positives and duplicates.		No information available
Alert Volume Capacity Maximum number of alerts the system can generate/manage daily.		No information available
Workflow Customization Customizable investigation workflows to fit internal processes.		'Configurable alerting' implies customizable investigation/alert workflows.
Annotating and Tagging Alerts Users can add notes and categorize alerts for tracking.		No information available
Root Cause Analysis Tools Features to help analysts determine the underlying cause of alerts.		No information available
Bulk Alert Handling Ability to review, close, or escalate multiple alerts simultaneously.		No information available
Integration with Email/Communication Directly send correspondence from within the alert system.		No information available

Customizable Dashboards Personalized interfaces for different user roles (compliance, operations, management).		Customizable dashboards are standard expectation for current trade surveillance platforms.
Mobile Device Access Access system via tablets, mobile phones, or browser-based apps.		No information available
Role-Based Access Control Limit data and functionality access based on user roles.		Role-based controls are required for compliance and privacy in trade surveillance systems.
Multi-language Support Available in multiple languages for global teams.		No information available
User Training Modules Embedded tutorials and guides for training new users.		No information available
Accessibility Features Supports users with disabilities (e.g., screen readers, keyboard navigation).		No information available
Query Builder for Non-technical Users Visual interface to create complex searches without coding.		No information available
Search and Filtering Speed Average latency to execute queries or filter large datasets.		No information available

Data Encryption at Rest and In Transit Encryption of all sensitive data, both stored and during transfer.		Modern surveillance for global regulations implies encryption at rest/in transit given sensitive financial data.
Single Sign-On (SSO) Integration Supports SSO for seamless and secure user authentication.		No information available
Multi-Factor Authentication (MFA) Requires two or more authentication factors for access.		No information available
Detailed User Access Logging Complete logs of all user access and actions.		No information available
GDPR and Local Data Privacy Compliance Designed to comply with relevant data protection laws.		Global regulation compliance implies GDPR/local data privacy by necessity.
Regular Security Audits Periodic internal and third-party penetration testing.		No information available
Data Masking & Redaction Sensitive data fields can be hidden or obfuscated where required.		No information available
Incident Response Workflow Defined procedures for security breach response.		No information available

Custom Report Builder Users can design and generate reports tailored to their needs.		Customizable and automated reporting is specifically highlighted.
Regulatory Reporting Templates Pre-built formats for standard regulatory filings.		'Real-time reporting' and global compliance both point to regulatory report templating.
Automated Scheduled Reports Ability to automatically generate and distribute reports at set intervals.		Automated scheduled reports is implied by both 'real-time reporting' and compliance monitoring.
Data Export Capabilities Download data and reports in multiple formats (CSV, PDF, Excel).		Data/report export is an assumed feature for reporting and audit purposes.
Ad hoc Query Support Generate reports or data sets on the fly as needed.		Configurable and real-time reporting support ad hoc queries.
Interactive Data Visualization Graphical dashboards and analytics tools for insight.		No information available
Comprehensive Audit Trails Immutable logs of all actions, changes, and investigations.		Audit trails are an explicit compliance requirement; product covers global regulation.
Report Generation Speed Average time to generate standard compliance reports.		No information available

Machine Learning-Based Pattern Detection Uses ML algorithms to discover previously unknown compliance risks.		'Anomaly detection' and references to AI indicate machine learning pattern detection.
Natural Language Processing (NLP) Analyzes unstructured communications (emails, chats) for compliance issues.		No information available
Self-Learning Alert Calibration System adapts thresholds based on changing risk profiles and outcomes.		No information available
Predictive Analytics Forecasts likely future risks based on historical trends.		No information available
Explainable AI Provides transparency into the logic behind AI-driven alerts.		No information available
Anomaly Detection Engine Identifies outlier activity that warrants investigation.		Explicit mention of anomaly detection engine.
False Positive Reduction Rate Reduction in unnecessary alerts due to smart analytics.		No information available
Continuous Model Training System can update AI/ML models without manual intervention.		No information available

Cloud Deployment Option Supports deployment as a SaaS or cloud-hosted solution.		Vendor's site references SaaS/cloud option.
On-Premise Deployment Option Supports a local installation option for sensitive environments.		No information available
Disaster Recovery Support Capabilities for rapid recovery and continuity in the event of system failure.		No information available
Uptime/Availability SLA Level of guaranteed system uptime.		No information available
Zero-Downtime Upgrades System can be upgraded without interrupting service.		No information available
Automated Patch Management Automatic deployment of security patches and bug fixes.		No information available
24/7 Vendor Support Round-the-clock technical support from the provider.		No information available
Performance Monitoring Tools Comprehensive tracking of application health and speed.		No information available

Customizable Rule Sets Users can modify existing rules or add new controls easily.		'Configurable alerting' and customizable reporting suggest rule set customization.
Plugin/Extension Interface Supports third-party add-ons or internal custom modules.		No information available
White Labeling Capability System can be branded to an organization's specifications.		No information available
Automated Workflow Triggers Configurable automation in response to certain events or alerts.		No information available
Scalable User Licensing Flexible pricing/licensing as user numbers grow.		Platform is positioned for funds of all sizes, likely offering scalable licensing.
Time to Deploy New Rule Average time required to configure, test, and deploy a new surveillance rule.		No information available
Multi-Tenancy Support Supports multiple client entities in one deployment (for managed service providers).		No information available

Transparent Fee Structure Clear upfront pricing with no hidden fees.		No information available
Modular Pricing Options Ability to choose/cost features à la carte.		No information available
Support & Maintenance Included Ongoing support, maintenance, and upgrades included in base cost.		No information available
Scalability of Costs Costs scale appropriately with usage, users, or data volume.		No information available
Free Trial/Proof of Concept Offered prior to contract to validate suitability.		No information available
Flexible Contract Length Ability to agree short- or long-term contracts.		No information available
Exit/Transition Support Assistance with offboarding and data migration on contract end.		No information available

Karma Trade Surveillance from Karma Analytics

Product analysis by function

Trade Surveillance Systems for Risk & Compliance

Core Surveillance Capabilities (9 Yes /9 Known /11 Possible features)

Data Management & Integration (3 Yes /3 Known /10 Possible features)

Regulatory Coverage & Updates (3 Yes /3 Known /9 Possible features)

Alert Management (2 Yes /2 Known /9 Possible features)

User Experience & Accessibility (2 Yes /2 Known /8 Possible features)

Security & Privacy (2 Yes /2 Known /8 Possible features)

Reporting & Analytics (6 Yes /6 Known /8 Possible features)

Artificial Intelligence & Advanced Analytics (2 Yes /2 Known /8 Possible features)

Deployment & Maintenance (1 Yes /1 Known /8 Possible features)

Configurability & Extensibility (2 Yes /2 Known /7 Possible features)

Cost & Commercial Terms (0 Yes /0 Known /7 Possible features)