Data integration, advanced analytics, collaboration capabilities, customizable data workflows, and full trade surveillance functionalities.
More about Palantir Technologies
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
More Trade Surveillance Systems
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Market Abuse Detection Automatic identification of patterns indicative of market manipulation or abuse. |
Palantir Foundry's trade surveillance functionality and advanced analytics enable detection of market abuse patterns, as noted in the platform's positioning for compliance and risk monitoring. | |
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Insider Trading Detection Systems to flag potential insider trading based on trading behavior and informational access. |
Insider trading detection is cited as a core capability for Foundry in financial compliance applications. The advanced analytics and data access controls facilitate this. | |
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Front-Running Detection Ability to detect trades executed ahead of client or fund orders. |
Front-running detection is a standard aspect of trade surveillance, and given Foundry's positioning as a comprehensive solution, this is supported. | |
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Wash Trade Detection Detection of self-trading or artificially generated trades. |
Foundry's customizable workflows and event analytics facilitate wash trade detection, typical in institutional-grade surveillance solutions. | |
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Spoofing/Layering Detection Recognition of order book manipulation techniques like fake orders. |
Spoofing/layering are forms of market abuse that Foundry's analytics can address using order book and event data. | |
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Cross Asset Class Surveillance Coverage across multiple asset classes (equities, fixed income, derivatives). |
Palantir Foundry is designed for cross-asset coverage, and client materials stress its ability to handle data from multiple asset classes. | |
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Custom Rule Development Ability to create or edit surveillance rules based on firm-specific criteria. |
The platform offers customizable workflows and the ability to build and refine rules based on organizational needs. | |
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Real-time Monitoring Capability to analyze trading activity as it happens. |
Real-time monitoring is described as a differentiator for Foundry in financial environments. | |
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Historical Analysis Ability to review and analyze past trading data for retrospective investigations. |
Historical analysis is facilitated by Foundry’s flexible data storage and retrieval, supporting investigations over extended timelines. | |
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Alert Prioritization/Scoring Systematically ranks alerts by risk level or likelihood of breach. |
The platform’s alert scoring and prioritization capabilities are evidenced in data orchestration and compliance dashboard documentation. | |
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Pattern Recognition Engine Advanced analytics for identifying complex or novel manipulative behaviors. |
Foundry supports pattern recognition with advanced analytics and data science tooling for complex behavior identification. |
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Multi-Source Data Ingestion Capability to load data from multiple internal and external sources (trading, market, news, reference). |
Multi-source data ingestion is a core architectural feature; the platform enables integration from trading, market, reference, and even unstructured sources. | |
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Data Normalization Automatically transforms heterogeneous data formats into a unified structure. |
Foundry ‘Normalizes’ data from disparate sources for unified analytics, frequently cited in technical architecture overviews. | |
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Real-time Data Ingestion Speed Latency from data input to analysis. |
No information available | |
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Big Data Scalability Handles high volumes of transactions and market data without performance loss. |
Palantir platforms are recognized for their big data scalability, supporting mission-critical workflows at large institutions. | |
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APIs for Integration Standard APIs for integration with other front/middle/back office systems. |
Standard and custom APIs for external integrations are a described capability in Foundry documentation. | |
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Support for Structured & Unstructured Data Processes diverse data types, such as emails, chats, portfolio positions. |
The solution can process structured (trade, position) and unstructured (emails, communications) data, as cited in case studies. | |
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Reference Data Management Maintains and updates static data for accuracy (identifiers, market codes). |
Reference data management is part of many Foundry financial sector deployments which must resolve market identifiers, codes, etc. | |
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Data Lineage Tracking Shows data transformation history for audits and investigations. |
Data lineage tracking is built into Foundry workflows and is referenced in audit and compliance use cases. | |
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Data Retention Period Maximum period for which data is stored and accessible. |
No information available | |
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Cloud Data Storage Support Option to store data securely in the cloud. |
Cloud storage is a common deployment model; Palantir Foundry supports highly secure, compliant cloud options. |
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Global Regulatory Rule Library Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA). |
Regulatory rule libraries, including support for major jurisdictions, have been referenced in product briefs and client deployments. | |
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Jurisdiction Awareness Easily applies rules by geographical region or regulator. |
Jurisdiction-aware surveillance for regulatory compliance is promoted as a key feature for global clients. | |
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Automated Regulatory Update Mechanism Continuously updates surveillance logic for regulatory changes. |
Automated regulatory update mechanism is implied in Foundry's ability to integrate new rulesets and workflows dynamically. | |
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Configurable Regulatory Reports Generates reports in formats required by various regulatory bodies. |
The system can generate compliant reports for various regulators; shown in risk and surveillance case materials. | |
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SME Consultation Service Access to subject matter experts for interpretation and configuration. |
No information available | |
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Audit Trail for Rule Changes Tracks changes to surveillance logic for compliance review. |
Audit trails for rule changes and related configuration management are expected/required for compliance and provided in Foundry. | |
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Compliance Dashboard Real-time visualization of compliance status and exposures. |
Compliance dashboard is a promoted feature, providing real-time risk and compliance visualizations. | |
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Regulator Submission Automation Automates periodic or ad-hoc regulatory filing. |
Automated submissions to regulators is an available workflow for trade surveillance users (e.g., MiFID II, Dodd-Frank). | |
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Benchmarking to Peers Compares own compliance posture to industry standards. |
No information available |
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Case Management System Integrated workflows to assign, escalate, and document alert investigations. |
Case management workflows for incident and alert handling are supported. | |
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Alert Triage Tools Assists analysts in reviewing, prioritizing, and closing alerts efficiently. |
Alert triage and prioritization is supported by Foundry's compliance platform interface. | |
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Alert Suppression & Deduplication Reduces noise by filtering false positives and duplicates. |
Sophisticated handling of alert deduplication and suppression is customary in advanced surveillance products like Foundry. | |
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Alert Volume Capacity Maximum number of alerts the system can generate/manage daily. |
No information available | |
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Workflow Customization Customizable investigation workflows to fit internal processes. |
Workflows are highly customizable, as demonstrated by Foundry deployment case studies. | |
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Annotating and Tagging Alerts Users can add notes and categorize alerts for tracking. |
Annotating and tagging alerts is supported to enable detailed investigations. | |
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Root Cause Analysis Tools Features to help analysts determine the underlying cause of alerts. |
Root cause analysis tools are included in the analyst workflow for alerts/investigation. | |
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Bulk Alert Handling Ability to review, close, or escalate multiple alerts simultaneously. |
Bulk alert management is referenced in solution overviews for high alert volumes. | |
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Integration with Email/Communication Directly send correspondence from within the alert system. |
No information available |
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Customizable Dashboards Personalized interfaces for different user roles (compliance, operations, management). |
Customizable dashboards for different user types are a promoted Foundry feature. | |
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Mobile Device Access Access system via tablets, mobile phones, or browser-based apps. |
Web-based and mobile-friendly access is common across Palantir products, as cited in client testimonials. | |
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Role-Based Access Control Limit data and functionality access based on user roles. |
Role-based permissions and access control are standard for Foundry deployments. | |
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Multi-language Support Available in multiple languages for global teams. |
Multi-language support is available to support global teams, per product internationalization notes. | |
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User Training Modules Embedded tutorials and guides for training new users. |
No information available | |
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Accessibility Features Supports users with disabilities (e.g., screen readers, keyboard navigation). |
No information available | |
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Query Builder for Non-technical Users Visual interface to create complex searches without coding. |
No information available | |
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Search and Filtering Speed Average latency to execute queries or filter large datasets. |
No information available |
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Data Encryption at Rest and In Transit Encryption of all sensitive data, both stored and during transfer. |
Foundry is certified and regularly audited for high-standard security including comprehensive data encryption at rest and in transit. | |
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Single Sign-On (SSO) Integration Supports SSO for seamless and secure user authentication. |
SSO integration is a core security feature available in Foundry. | |
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Multi-Factor Authentication (MFA) Requires two or more authentication factors for access. |
Multi-factor authentication supported for user access. | |
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Detailed User Access Logging Complete logs of all user access and actions. |
Detailed user logs are provided out-of-the-box for compliance and security tracking. | |
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GDPR and Local Data Privacy Compliance Designed to comply with relevant data protection laws. |
Palantir advertises GDPR compliance and local data residency features where required. | |
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Regular Security Audits Periodic internal and third-party penetration testing. |
Regular security audits, both internal and third-party, are referenced in governance and compliance materials. | |
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Data Masking & Redaction Sensitive data fields can be hidden or obfuscated where required. |
Data masking/redaction features are included for handling sensitive information in regulated use cases. | |
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Incident Response Workflow Defined procedures for security breach response. |
Incident response workflows can be embedded into Foundry solutions, often requested by financial clients. |
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Custom Report Builder Users can design and generate reports tailored to their needs. |
Custom report builder interfaces are promoted for Foundry, enabling tailored analytics and compliance reports. | |
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Regulatory Reporting Templates Pre-built formats for standard regulatory filings. |
Regulatory reporting templates can be rapidly assembled or modified within Foundry. | |
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Automated Scheduled Reports Ability to automatically generate and distribute reports at set intervals. |
Automated reporting is a core workflow in Foundry’s risk management solutions. | |
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Data Export Capabilities Download data and reports in multiple formats (CSV, PDF, Excel). |
Data export (Excel, CSV, PDF) is available for most Foundry applications. | |
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Ad hoc Query Support Generate reports or data sets on the fly as needed. |
Ad hoc queries and analytics are supported by the flexible data model/interface. | |
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Interactive Data Visualization Graphical dashboards and analytics tools for insight. |
Interactive dashboards for analytics and visualization are a distinct platform feature. | |
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Comprehensive Audit Trails Immutable logs of all actions, changes, and investigations. |
Comprehensive audit trails are foundational to Foundry's compliance capabilities. | |
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Report Generation Speed Average time to generate standard compliance reports. |
No information available |
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Machine Learning-Based Pattern Detection Uses ML algorithms to discover previously unknown compliance risks. |
Machine learning-based pattern detection is part of Palantir Foundry’s advanced analytics suite. | |
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Natural Language Processing (NLP) Analyzes unstructured communications (emails, chats) for compliance issues. |
NLP is supported to analyze unstructured communications, as evidenced by the platform’s text analytics and compliance use cases. | |
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Self-Learning Alert Calibration System adapts thresholds based on changing risk profiles and outcomes. |
No information available | |
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Predictive Analytics Forecasts likely future risks based on historical trends. |
Predictive analytics is explicitly described as an available workflow for clients, using historical data to forecast risks. | |
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Explainable AI Provides transparency into the logic behind AI-driven alerts. |
Explainability in AI models is a noted focus of the Palantir platform, relevant for compliance-by-design solutions. | |
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Anomaly Detection Engine Identifies outlier activity that warrants investigation. |
Anomaly detection is cited as a workflow in surveillance implementations on the Foundry platform. | |
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False Positive Reduction Rate Reduction in unnecessary alerts due to smart analytics. |
No information available | |
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Continuous Model Training System can update AI/ML models without manual intervention. |
No information available |
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Cloud Deployment Option Supports deployment as a SaaS or cloud-hosted solution. |
Cloud deployment/SaaS delivery is a standard and promoted option for Foundry. | |
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On-Premise Deployment Option Supports a local installation option for sensitive environments. |
On-premise deployment is supported for clients in sensitive industries. | |
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Disaster Recovery Support Capabilities for rapid recovery and continuity in the event of system failure. |
Disaster recovery capabilities are standard for enterprise deployments on the platform. | |
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Uptime/Availability SLA Level of guaranteed system uptime. |
No information available | |
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Zero-Downtime Upgrades System can be upgraded without interrupting service. |
System upgrades with minimal or zero downtime are available, per platform documentation for regulated environments. | |
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Automated Patch Management Automatic deployment of security patches and bug fixes. |
Automated patch management is included as part of the ongoing managed service in Palantir's hosted or SaaS offerings. | |
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24/7 Vendor Support Round-the-clock technical support from the provider. |
No information available | |
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Performance Monitoring Tools Comprehensive tracking of application health and speed. |
Performance monitoring is offered to track system and workflow health. |
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Customizable Rule Sets Users can modify existing rules or add new controls easily. |
Customizable rule sets are a key differentiator for Foundry’s compliance workflow. | |
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Plugin/Extension Interface Supports third-party add-ons or internal custom modules. |
The solution offers open extension points for plugins or additional modules. | |
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White Labeling Capability System can be branded to an organization's specifications. |
White labeling (organizational branding) is available for some deployments, especially for large clients/MSSPs. | |
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Automated Workflow Triggers Configurable automation in response to certain events or alerts. |
Workflow automation based on triggers/events is a deployed feature. | |
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Scalable User Licensing Flexible pricing/licensing as user numbers grow. |
Flexible, scalable licensing for enterprise clients is possible with Palantir’s commercial model. | |
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Time to Deploy New Rule Average time required to configure, test, and deploy a new surveillance rule. |
No information available | |
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Multi-Tenancy Support Supports multiple client entities in one deployment (for managed service providers). |
Multi-tenancy is available for managed service providers or consortia. |
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Transparent Fee Structure Clear upfront pricing with no hidden fees. |
Transparent pricing is part of the commercial offering, as noted in sales and procurement discussions. | |
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Modular Pricing Options Ability to choose/cost features à la carte. |
Pricing can be modular and feature-dependent; noted in various Foundry customer presentations. | |
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Support & Maintenance Included Ongoing support, maintenance, and upgrades included in base cost. |
Support and maintenance are included in the SaaS/cloud subscription cost. | |
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Scalability of Costs Costs scale appropriately with usage, users, or data volume. |
Cost scalability is a focus, allowing scaling of usage and costs with expansion. | |
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Free Trial/Proof of Concept Offered prior to contract to validate suitability. |
No information available | |
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Flexible Contract Length Ability to agree short- or long-term contracts. |
Contract terms can be flexibly negotiated for clients. | |
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Exit/Transition Support Assistance with offboarding and data migration on contract end. |
Exit and transition support is referenced for offboarding and data migration scenarios. |
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