Comprehensive treasury management solution that provides visibility, control, and compliance across cash and liquidity, risk, and investments, integrating seamlessly with existing systems.
Solutions that continuously monitor treasury activities against defined compliance rules and thresholds, generating alerts for potential violations.
More Compliance Monitoring Tools
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Real-Time Monitoring Ability to monitor transactions and treasury activities in real-time. |
Product description and documentation highlight real-time monitoring of cash and risk activities. | |
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Rule-Based Engine Configurable engine to define, manage, and update compliance rules. |
Solution advertises configurable compliance rules; documentation specifically mentions rule-based monitoring. | |
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Automated Violation Detection System automatically detects and flags activities that breach compliance rules. |
Automated violation detection is emphasized in the compliance and risk monitoring features. | |
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Coverage Breadth Number of treasury domains or modules under monitoring (e.g., payments, investments, FX, liquidity). |
No information available | |
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Multi-Regulation Support Ability to support and update multiple regulatory regimes (e.g., SOX, Dodd-Frank, EMIR, GDPR). |
Supports multiple regulatory regimes such as SOX, Dodd-Frank, EMIR, and GDPR as stated in documentation. | |
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Threshold Sensitivity Granularity by which thresholds or limits can be defined for compliance alerts. |
No information available | |
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Frequency of Checks Interval at which compliance checks are performed. |
No information available | |
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Historical Data Analysis Can the system analyze past activity for compliance reviews? |
Historical compliance reviews and retroactive analysis are highlighted features. | |
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Batch vs. Continuous Monitoring Allows switching or combining periodic and real-time monitoring options. |
Describes both batch and continuous monitoring capabilities for different treasury tasks. | |
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Audit Trail Generation Maintains immutable records of compliance events and monitoring activities. |
System includes immutable audit logs according to vendor compliance documentation. | |
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Exception Handling Mechanisms for managing, escalating, and resolving exceptions and false positives. |
Exception handling and escalation of compliance events are included in features. | |
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Data Integrity Verification Ensures the monitored data is complete, consistent, and accurate. |
Data validation and integrity checks mentioned as part of compliance module. | |
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Alert Prioritization Ability to rank and prioritize alerts based on criticality and impact. |
Alerts can be prioritized based on criticality and business impact. |
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Multi-Channel Alerting Can send alerts via email, SMS, dashboards, or push notifications. |
Product provides alerts via email, on-screen dashboards, and can be configured for SMS/push. | |
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Customizable Alert Templates Users can configure the content and format of compliance alerts. |
Users can configure the format and content of alerts. | |
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Escalation Workflows Automated workflows to escalate unresolved or critical compliance violations. |
Escalation workflows for unresolved and critical events are built in. | |
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Alert Acknowledgement Tracking Tracks user responses and acknowledgements for each alert. |
Tracking of alert responses and acknowledgements indicated in product documentation. | |
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Alert Resolution Time Average time to acknowledge and resolve compliance alerts. |
No information available | |
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Severity Level Classification Allows classification of alerts by severity (e.g., Low, Medium, High, Critical). |
Severity levels for alerts (low-high) are configurable. | |
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Audit Logging of Alerts Maintains an audit trail for alerts sent, received, and acted upon. |
Audit logs are maintained and referenced for alert and action tracking. | |
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Repeat Notification Thresholds Configurable settings for repeated notifications/escalations if alerts remain unresolved. |
No information available | |
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Alert Analytics & Dashboard Visualization and reporting of alert history, trends, and statuses. |
Alert analytics and dashboard features for compliance and risk visibility. | |
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Integration with Incident Management Can connect with external incident or case management systems. |
API-based integrations with incident and case management systems are supported. | |
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User-specific Notification Preferences Supports user-defined preferences for receiving alerts. |
Custom notification preferences for alerts and reports are available to users. |
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On-demand Report Generation Users can generate compliance reports at any time. |
On-demand reporting for compliance is available and highlighted on website. | |
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Scheduled Reporting Automates the production and distribution of recurring compliance reports. |
Supports automated and scheduled report generation. | |
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Custom Report Builder Enables users to create custom reports tailored to specific requirements. |
Custom report builder capability is detailed in product documentation. | |
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Visualization Tools Dashboards and charts to visualize compliance trends and KPIs. |
Dashboards and visualization tools for compliance KPIs are standard features. | |
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Export Capabilities Supports exporting reports in multiple formats (PDF, Excel, CSV, etc.). |
Supports PDF, Excel, and CSV export for compliance and risk reports. | |
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Automated Distribution Ability to automatically distribute reports to defined recipients. |
Automated report distribution to designated recipients (email, dashboard). | |
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Access Controls for Reports Supports user-level permissions for viewing or modifying reports. |
Role-based access to report viewing and editing is described for compliance. | |
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Drill-down and Filtering Users can drill down into detailed data and filter by parameters. |
Users can drill down and filter through compliance data in reports. | |
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Historical Comparisons Report tools allow comparison of compliance performance over time. |
Can compare compliance performance by historical time period in reporting suite. | |
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Exception Reporting Automated highlighting of outlier or exception events. |
Exception reporting is covered in compliance risk module. |
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Role-Based Access Control (RBAC) System restricts access based on user roles and permissions. |
Role-based access control (RBAC) is highlighted for user security. | |
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Single Sign-On (SSO) Integration with identity providers for seamless and secure authentication. |
Single Sign-On (SSO) compatibility mentioned as standard for enterprise clients. | |
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Multi-factor Authentication (MFA) Provides multi-level user authentication for enhanced security. |
MFA is referenced for enhanced authentication options. | |
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Activity Logging Records all user actions and sessions for forensic and audit purposes. |
Activity logging details all user actions for audit and compliance evidence. | |
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Data Encryption (In-Transit/At-Rest) Protects sensitive treasury and compliance data via encryption. |
Vendor documentation notes use of encryption at-rest and in-transit. | |
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User Provisioning/De-provisioning Automated management of user access throughout employment. |
Supports automated onboarding and offboarding of users. | |
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Password Policy Enforcement System enforces complexity, expiration, and change policies for passwords. |
Password policy enforcement is a part of user access security. | |
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Session Timeout Automatic logout after a set period of inactivity. |
No information available | |
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Access Audit Reports Ability to generate reports on system access and user activity. |
Can generate and export system access and user activity audit reports. |
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API Availability Standard APIs for seamless integration with internal or external systems. |
APIs are a highlighted feature for internal/external integrations. | |
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ERP/TMS Integration Ability to integrate directly with ERP or Treasury Management Systems. |
ERP and TMS integration is a key selling point in product details. | |
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Real-Time Data Feeds Supports live data connectivity to and from other systems. |
Real-time data feeds are supported for live status visibility. | |
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Bank Data Integration Connects with banks for real-time bank statement monitoring. |
Bank integrations for statement and transaction monitoring are supported. | |
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Third-party Data Source Support Integrates data from external regulatory or reference sources. |
Third-party source data integration is available per platform details. | |
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Custom File Import/Export Permits bi-directional data flows with custom file formats. |
Import/export options for various file types, supporting custom data transfer. | |
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Integration Support for Cloud Platforms Can connect with cloud-based apps/services (e.g., Azure, AWS, GCP). |
Integration available for Azure, AWS, GCP per documentation. | |
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Number of Supported Integrations Number of unique external systems integrated. |
No information available | |
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Data Synchronization Frequency Interval at which data is synchronized with connected systems. |
No information available |
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Custom Rule Authoring Users can define their own compliance conditions and thresholds. |
Custom rule authoring for compliance logic is explicitly supported. | |
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Dynamic Thresholds Thresholds can be set to auto-adjust based on treasury context or risk profile. |
Dynamic adjustment of some thresholds is mentioned in risk management. | |
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Localization/Internationalization System supports multiple languages and regional compliance requirements. |
Localization and multi-language support for international clients documented. | |
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Reporting Customization Allows users to customize layout and content of compliance reports. |
Reporting can be customized to user and client requirements. | |
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Custom Workflow Configuration Administrators can design and implement bespoke compliance workflows. |
Custom workflow configuration for compliance processes is supported. | |
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User Interface Personalization Options to personalize dashboards, views, and alert settings. |
User dashboards and interface views can be personalized. | |
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Configurable Alert Triggers Users may set triggers for alerts based on a variety of attributes. |
Flexible configuration of alert triggers is described in system overview. | |
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Delegation/Approval Workflows Enables delegation or multi-step approvals for compliance processes. |
Multi-level approval and delegation for compliance processes supported. | |
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Template Management Pre-built and editable templates for compliance documentation. |
Template management for recurring compliance documentation is referenced. |
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Automated Regulatory Updates System updates compliance rules for new or amended regulations automatically. |
Automated regulatory update feature described for global changes. | |
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Regulatory Library Integrated repository of applicable laws, rules, and guidance. |
Regulatory library of laws and rules included as information base. | |
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Multi-jurisdiction Support Handles compliance across multiple countries or regions. |
Supports compliance across multiple legal jurisdictions. | |
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Regulatory Gap Analysis Automated gap analysis as rules/policies change. |
Automated regulatory gap analysis feature is promoted. | |
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Compliance Calendar Tracks key regulatory deadlines and review dates. |
Compliance calendar with alerts for regulatory deadlines included. | |
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Policy Document Management Centralized storage and versioning of compliance policy documents. |
Policy documentation management including versioning is outlined. | |
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Attestation Management Manages user attestations acknowledging compliance policies. |
Attestation management for compliance and policy awareness is supported. | |
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Regulatory Impact Assessment Assesses how new rules will affect current compliance programs. |
Regulatory impact assessment tools are advertised for new rule introduction. | |
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Update Notification Mechanism Notifies relevant users of regulatory or policy updates promptly. |
Automated notification of regulatory and policy updates is provided. |
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Risk Scoring Assigns and updates risk scores for compliance events or violations. |
Risk scoring of compliance events is integrated in the treasury risk suite. | |
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Integration with Risk Register Compliance violations can be pushed directly to corporate risk registers. |
Compliance and risk events can be pushed directly into corporate risk registers. | |
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Scenario Analysis Enables modeling of compliance breaches and their impacts. |
Scenario analysis tools for compliance breach modeling are part of package. | |
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KRI Monitoring Monitors key risk indicators in parallel with compliance rules. |
Monitors KRIs alongside compliance events. | |
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Compliance-Risk Mapping Maps compliance policies to organizational risk categories. |
Maps compliance rules to risk categories for integrated GRC. | |
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Automated Risk Mitigation Guidance Provides inline suggestions or protocols to mitigate flagged risks. |
Automated guidance for risk mitigation is part of alerting and risk processing. | |
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Management Dashboard Unified dashboard to view both risk and compliance status. |
Unified dashboards available for risk and compliance status. | |
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Incident Response Playbooks Embedded best practice guides for responding to compliance incidents. |
Incident response playbooks are part of compliance response strategy. | |
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Early Warning Indicators Features to set up early warning signals based on risk trends. |
Risk trend monitoring and early warning configurable in risk module. |
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Concurrent User Support Number of users who can use the compliance system simultaneously. |
No information available | |
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Transaction Processing Rate Number of transactions or activities the system can monitor per second. |
No information available | |
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Maximum Alert Volume Number of compliance alerts the system can handle without performance degradation. |
No information available | |
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System Uptime Percentage of time the compliance monitoring system is operational. |
No information available | |
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Data Retention Capacity Max period the system retains historical compliance data. |
No information available | |
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Geographical Redundancy Supports deployment across multiple geographies/data centers for resilience. |
Finastra Fusion documentation lists support for multi-geography and data center redundancy. | |
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Disaster Recovery Capability System has built-in disaster recovery features with quick failover. |
Spec sheets promote disaster recovery and rapid failover. | |
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Elastic Resource Scaling Ability to auto-scale resources during peaks in activity. |
Supports elastic scaling in cloud deployments as per technical whitepapers. |
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Intuitive Dashboard Interface Clean, user-friendly dashboards to monitor compliance status and actions. |
Dashboards highlighted as highly intuitive and user friendly. | |
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Mobile Device Compatibility Compliance system is accessible from mobile devices and tablets. |
Mobile and tablet access is promoted as a feature. | |
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Accessibility Standard Compliance Meets accessibility guidelines for users with disabilities (e.g. WCAG 2.1). |
Documentation indicates support for accessibility standards (e.g., WCAG). | |
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In-app Guidance Provides contextual help and tooltips within the application. |
System offers in-app guidance and contextual help. | |
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Global Search Functionality Allows users to search across all compliance data and rules. |
Global search functionality for compliance and transaction data mentioned. | |
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Task Automation Features Automates repetitive monitoring or reporting tasks for end users. |
Task automation, including scheduled and rule-based reporting, is a documented feature. | |
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Multi-language Support User interface available in multiple languages. |
Multi-language UI support included for global clients. | |
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Self-service Knowledge Base Online guides, FAQs, and documentation for users. |
Self-service support and online documentation portal available. | |
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Onboarding and Training Tools Features for new user onboarding and ongoing training within the tool. |
Guided onboarding and user training modules are included. |
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Automated Evidence Collection Automatically gathers supporting evidence for compliance monitoring activities. |
System supports automated collection of compliance evidence. | |
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Centralized Audit Documentation Repository A central place for storing and retrieving all audit documents and evidence. |
Central audit repository for documentation and evidence is referenced. | |
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Audit Log Integrity Controls Tools to ensure audit logs are tamper-proof and verifiable. |
Product literature includes log integrity and tamper-proof measures. | |
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Access-Based Audit Views Audit reports and evidence are accessible only to authorized users. |
Audit views are configurable based on user roles and permissions. | |
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Automated Audit Trail Reporting On-demand reports showing full history of compliance actions and user activity. |
Automated full audit trail reporting is a promoted feature. | |
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Third-party Auditor Access Temporary, controlled access for external auditors. |
Access and permissions can be granted temporarily to third-party auditors. | |
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Audit Timeline Visualization Tools to visually review chronological sequences of compliance events. |
Audit timeline visualization included in audit and investigation modules. | |
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Evidence Version Control Maintains historical versions of audit evidence and documentation. |
System tracks historical versions of audit evidence for version control. |
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