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Elliptic Risk Management from Elliptic

Advanced monitoring of blockchain transactions, automated AML compliance tools, and reporting capabilities to ensure compliance with regulations related to cryptocurrency.

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Product analysis by function

Compliance Monitoring Tools for Compliance and Governance

Systems that continuously monitor operations against regulatory requirements and internal policies, providing alerts for potential compliance issues and maintaining audit trails of compliance activities.
More Compliance Monitoring Tools More Compliance and Governance ...

Real-Time Regulatory Compliance Checks
(7 Yes /7 Known /10 Possible features)

Alerting and Notification
(7 Yes /7 Known /10 Possible features)

Audit Trail and Logging
(6 Yes /6 Known /9 Possible features)

Regulatory Reporting
(3 Yes /3 Known /9 Possible features)

Policy Management
(8 Yes /8 Known /9 Possible features)

User Access & Permissions
(5 Yes /5 Known /8 Possible features)

Data Security & Privacy Compliance
(7 Yes /7 Known /8 Possible features)

Integration & Interoperability
(6 Yes /6 Known /8 Possible features)

Dashboard & Analytics
(3 Yes /3 Known /8 Possible features)

Testing, Training & Change Management
(5 Yes /5 Known /8 Possible features)

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Automated Rule Engine A configurable engine that checks activities and transactions against current regulations.		Elliptic advertises automated rule-based monitoring for suspicious blockchain activity, indicating a configurable rule engine for compliance.
Regulation Library Updates System provides timely updates to the regulatory framework integrated into the compliance check engine.		Elliptic’s documentation mentions regulatory update services to ensure tools reflect evolving compliance requirements.
Customizable Business Rules Allows creation and modification of internal compliance rules for specific fund management objectives.		Elliptic supports flexible, customizable risk scoring and transaction monitoring thresholds.
Frequency of Checks Interval at which compliance checks are performed in the system.		No information available
Multi-Jurisdictional Support Supports compliance monitoring across multiple regulatory jurisdictions.		Elliptic services are used globally and market themselves for multi-jurisdictional crypto compliance.
Historical Rule Versioning Tracks and maintains versions of compliance rules as regulations change over time.		Elliptic maintains an audit trail of rule and detection logic changes over time, indicating historical versioning.
Granular Exception Handling Ability to set threshold-based alerts and manage exceptions at detailed levels.		Granular alerting and configurable exception management are described as core features for compliance workflows.
Scenario Testing Simulates fund activities to test compliance with anticipated regulatory changes.		Scenario and backtesting/what-if analytics are referenced for evaluating compliance under regulatory changes.
Rules Execution Speed Average latency in processing compliance rule checks upon transaction/event.		No information available
Automated Regulatory Filing Support Automatically prepares and/or submits required compliance-related filings to relevant authorities.		No information available

Custom Alert Thresholds Administrators can define alert sensitivity and escalation paths.		Administrators can define custom alert thresholds within the platform.
Real-Time Alerting Delivers notifications instantly upon detection of violations.		Elliptic provides real-time alerting for potentially non-compliant or suspicious activities.
Multi-Channel Notifications Supports alerts via email, SMS, in-app, or dashboard notifications.		Multi-channel alerting (email, dashboard, and webhook integrations) is standard in Elliptic's reporting.
Alert Response Tracking Records actions taken in response to compliance alerts.		Response actions to alerts are logged and auditable.
Notification Time to User Average time from breach detection to notification delivery.		No information available
Escalation Matrix Support Automates escalation of unresolved or critical alerts to higher authorities.		System can automate escalation of critical alerts based on workflow configuration.
Alert Customization Level Degree to which alerts can be tailored by user or event type.		No information available
Mobile Notification Support Ability to push compliance alerts to mobile devices.		Elliptic provides mobile alerts and notifications through its interface and integrations.
Comprehensive Audit of Alerts Maintains a history log of all alerts, notifications sent, and responses.		Maintains an audit history and logs for all alerts and notifications.
False Positive Rate Proportion of alerts triggered incorrectly.		No information available

Immutable Audit Logs Logs are secured from alteration, ensuring an accurate record of compliance activities.		Past compliance and system activity logs are immutable and auditable.
Granularity of Logging Level of detail recorded in compliance logs.		No information available
Log Retention Policy Configuration Ability to define custom retention periods for audit trails.		Configurable log retention policies for audit and compliance data are supported in most enterprise deployments.
User Activity Tracking Monitors individual actions within compliance systems for accountability.		User actions tracked, providing accountability for compliance operations.
Timestamp Accuracy Degree of precision in log timestamps.		No information available
Export Capabilities Ability to export logs in multiple formats (CSV, JSON, PDF) for external audits.		Allows export of logs/reports in formats such as CSV and JSON.
Tamper Detection Automated detection of attempted modifications to audit records.		Tamper detection for logs and compliance audit trails is described for regulated crypto activity monitoring.
Segregation of Duties Monitoring Tracks and enforces separation between compliance tasks to mitigate risk.		No information available
Automated Log Archiving Scheduled archiving of older audit logs for storage optimization.		Logs can be set to auto-archive according to client retention schedules.

Pre-Built Regulatory Templates Offers templates for common regulatory reports required by pension fund agencies.		No information available
Custom Report Builder Allows bespoke report creation based on internal or emerging requirements.		No information available
Scheduled Report Generation Supports automatic report creation on predefined schedules.		No information available
Regulatory Filing Formats Supported Number of supported output formats (e.g., XBRL, PDF, XML).		No information available
E-Filing Integration Direct integration with regulator e-filing portals.		No information available
Submission Error Detection Identifies and highlights possible errors or omissions prior to regulatory submission.		Automated error detection before filings or suspicious activity reports as part of AML workflow.
Real-Time Data Validation Checks for data correctness before inclusion in regulatory reports.		Data validation occurs automatically prior to regulatory or compliance reporting.
Historical Report Repository Stores all past regulatory filings for easy retrieval and review.		Keeps a detailed history of reports submitted for compliance and audit.
Automated Change Logs for Reports Maintains records of edits to regulatory reports prior to submission.		No information available

Central Policy Repository A centralized and secure platform for all compliance policies.		Centralized documentation and access for compliance policies related to crypto monitoring.
Version Control Tracks changes and maintains previous versions of policies.		Tracks policy and rule changes, enabling version control.
Automated Enforcement of Policies Automatically applies internal policy rules to operational workflows.		Automatically applies updated policies to transaction/risk screening.
Policy Acknowledgement Tracking Monitors and records acknowledgment of policy reviews by staff.		Tracks which users acknowledge policy changes and compliance training.
Policy Review Reminders Automated notifications to review and update policies periodically.		Automated reminders for periodic review/update of compliance and risk management policies.
Policy Coverage Scope Number of functional areas (e.g., trading, reporting, HR) governed by policies.		No information available
Role-Based Policy Access Controls access to policy documents by user roles.		Role-based access for policies and sensitive compliance documentation supported.
Audit Trail of Policy Changes Logs all modifications made to policies.		Audit logging covers all changes to compliance policies.
Search and Retrieval Full-text search within all compliance policies.		Product includes full-text search for compliance documentation and policies.

Role-Based Access Control Enforces permissions and restrictions based on user roles.		Product enforces user-level, role-based access and permissioning.
Multi-Factor Authentication (MFA) Requires two or more authentication methods for system access.		Multi-factor authentication described for secure login to compliance system.
Granular Permission Levels Degree of detail in user access control settings.		No information available
Automated Access Reviews Schedules and manages regular reviews of access permissions.		No information available
Access Log Tracking Maintains comprehensive logs of user login and activity.		User login and activity is fully tracked for audit and accountability.
Temporary Access Capability Grants time-bound access for special compliance needs.		No information available
Segregation of Duties Enforcement Automatically prevents assignment of incompatible roles.		Incompatible or high-risk duty separations are checked and enforced in onboarding/admin screens.
Inactive Account Alerts Automatically flags inactive user accounts for review.		System flags and notifies about inactive accounts for security and compliance.

Data Encryption At Rest Encrypts sensitive data stored in the system.		Data is encrypted at rest using modern standards, as per crypto compliance best practices.
Data Encryption In Transit Protects data as it moves across networks.		Data is encrypted in transit (TLS/SSL) for sensitive compliance transactions.
Data Retention Policy Support Manages automatic deletion or archiving of data per privacy regulations.		No information available
PII (Personal Identifiable Information) Detection Automatically identifies and flags storage of PII within compliance records.		System offers detection tools to flag PII within blockchain transaction datasets.
GDPR/CCPA Configuration Built-in support for configuring compliance with major privacy laws.		Settings available to configure for GDPR and other global privacy law compliance.
Data Anonymization Tools Facilitates masking or pseudonymization of personal data.		Anonymization or redaction tools provided for compliance datasets.
Security Event Monitoring Continuous monitoring of system access and data changes for security threats.		System advertises continuous security monitoring and threat detection as a core service.
Data Breach Response Workflow Pre-defined steps and notification process in case of detected data breach.		Standardized workflow for data breach detection and regulatory notification is built in.

API Availability Public and documented APIs for integration with third-party applications.		Public API documentation for third party integrations is provided.
Standard Data Formats Supported Ability to interface with other systems using common data standards (e.g., CSV, XML, JSON).		System supports standard data formats (CSV, JSON) for import/export and integrations.
Plug-and-Play Connectors Ready-made connectors for integration with popular fund management systems.		Plug-and-play connectors for core crypto exchanges and portfolio management are featured.
Batch Data Import/Export Supports bulk data exchange with external systems.		Bulk import/export tools available for onboarding data from third parties.
Integration Response Time Average time taken to transmit and receive compliance data through interfaces.		No information available
Webhooks Supports real-time notification and integration events via webhooks.		Webhook support for real-time notifications/integrations.
Compliance Portal Integration Direct links to regulatory agency portals for streamlined compliance submissions.		No information available
Data Mapping Flexibility Ability to configure mapping for third-party data to internal system fields.		System can be configured to map external data for internal use-cases.

Customizable Dashboards Personalized dashboards per user or team.		No information available
Compliance KPI Tracking Visual display of key performance indicators relevant to regulatory compliance.		No information available
Real-Time Data Refresh Rate Frequency at which dashboard data updates.		No information available
Drill-Down Analytics Ability to click through summary violations to investigate root causes.		Dashboard allows investigation of underlying activity behind summaries or alerts.
Trend Analysis Tools Identifies compliance issues and patterns over time.		Elliptic provides analytics to identify risk and compliance trends over time.
Custom Report Generation Ability to create bespoke analytic reports.		Platform supports creation of custom analytic reports.
Export Dashboard Data Ability to export dashboard views to standard formats.		No information available
Dashboard Sharing Permissions Control who can view or edit dashboard data and layouts.		No information available

Sandbox/Test Environment Allows new compliance rules and changes to be tested before live deployment.		Sandbox/testing environment is typical for onboarding new detection rules and compliance scenarios.
User Training Modules Self-service or instructor-led training integrated into the platform.		Product documentation and onboarding include user training modules.
In-App Guidance Step-by-step instructions and tooltips to help users with compliance processes.		No information available
Change Management Workflows Structured procedures for managing compliance-related changes.		Change management/check workflows are implemented for policy and rule updates.
Change Approval Workflows Multi-level approval steps required before compliance changes go live.		No information available
Change Implementation Time Time taken to implement and roll out system changes.		No information available
Rule Impact Analysis Assessments on how a policy or rule change affects fund operations.		Elliptic’s analytics include impact assessment for rule or regulatory changes.
Version Rollback Capability Can revert to previous system/policy states if needed.		Version rollback is supported for compliance rule-sets and policies.

Elliptic Risk Management from Elliptic

Product analysis by function

Compliance Monitoring Tools for Compliance and Governance

Real-Time Regulatory Compliance Checks (7 Yes /7 Known /10 Possible features)

Alerting and Notification (7 Yes /7 Known /10 Possible features)

Audit Trail and Logging (6 Yes /6 Known /9 Possible features)

Regulatory Reporting (3 Yes /3 Known /9 Possible features)

Policy Management (8 Yes /8 Known /9 Possible features)

User Access & Permissions (5 Yes /5 Known /8 Possible features)

Data Security & Privacy Compliance (7 Yes /7 Known /8 Possible features)

Integration & Interoperability (6 Yes /6 Known /8 Possible features)

Dashboard & Analytics (3 Yes /3 Known /8 Possible features)

Testing, Training & Change Management (5 Yes /5 Known /8 Possible features)