A comprehensive trade management system that provides real-time trade capture, workflow management, and regulatory reporting features to streamline operations in fund management.
Platforms that manage the post-trade lifecycle, including confirmation, matching, clearing, and settlement of transactions across various asset classes and markets.
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Multi-asset support Ability to capture trades across different asset classes (equities, bonds, derivatives, FX, etc.). |
Product description and documentation highlight multi-asset class support including equities, fixed income, derivatives, and FX. | |
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Real-time capture Trades are captured instantly as they occur, minimizing lag. |
Described as providing real-time trade capture in GoldenSource Trade Management product marketing. | |
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Manual trade entry Ability for users to enter trades manually if needed. |
User interface supports manual trade entry per official solution documentation. | |
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Bulk upload capability Support for uploading multiple trade records at once (e.g., via CSV/XML). |
Bulk upload via standardized file formats (CSV/XML integration) mentioned in solutions overview. | |
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Trade edit/audit trail Tracks all edits/changes made to captured trades with timestamps and user information. |
Extensive audit trails and change logs for trade edits are core features, as per regulatory reporting requirements. | |
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Duplicate trade detection System automatically detects and flags duplicate trade entries. |
Duplicate trade detection is a standard risk mitigation and data integrity function in GoldenSource. | |
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Custom fields User can define and capture additional trade details via custom fields. |
Supports custom capture fields, as highlighted in platform configuration details. | |
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Trade status tracking Indicates the current status (captured, confirmed, settled, etc.) for each trade. |
Trade lifecycle/status tracking (e.g., captured, matched, settled) is supported in the workflow engine. | |
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Error/exception logs Records of any failed captures or data exceptions. |
Error and exception logs are part of trade operations monitoring capability. | |
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API trade integration Ability to capture trades via direct integration with execution platforms or OMS. |
API trade integration with OMS/execution platforms mentioned as connectivity feature. |
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Automated trade matching Auto-matching of trade details with counterparties to reduce manual intervention. |
Automated trade matching and confirmation processes described for post-trade automation. | |
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Manual override/adjustment Users can manually override or adjust match results as needed. |
Manual adjustment/override supported for trade matching exceptions per documentation. | |
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SWIFT messaging integration System supports or generates SWIFT confirmation and affirmation messages. |
SWIFT messaging support is called out in post-trade and settlement communications. | |
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CTM (Central Trade Manager) Connectivity Integration with Omgeo CTM or similar for central matching. |
No information available | |
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Exception management workflow Dedicated workflows for resolving unmatched or disputed trades. |
Exception management workflows are part of the product’s trade processing toolkit. | |
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STP (Straight-Through Processing) rate Percentage of trades processed without manual intervention. |
No information available | |
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Matching latency Average time taken to complete trade matching. |
No information available | |
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Counterparty notifications Automated notifications sent to counterparties on match status. |
Counterparty notifications and post-trade messaging are highlighted in platform material. | |
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Multi-currency support Handles matching for trades across various currencies. |
Multi-currency/multi-market support is a cornerstone for global fund operations. | |
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Custom matching rules Admin users can define and edit rules for identifying matches. |
Custom matching rules (admin-defined) noted in documentation as configuration options. |
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Central Counterparty (CCP) integration Ability to connect to CCPs for clearing eligible trades. |
CCP connectivity and clearing integrations are available per vendor’s clearing solution details. | |
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Trade netting capability Netting of trades by counterparty, asset, or currency before settlement. |
Trade netting by counterparty/asset is standard for pre-settlement optimization. | |
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Collateral management Tools for tracking and managing required collateral for cleared trades. |
No information available | |
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Clearing status tracking Monitor each trade’s progress through the clearing cycle. |
Clearing status tracking is included in the trade-to-settlement workflow modules. | |
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Trade allocation to funds/accounts Allocate block trades to specific funds or client accounts. |
Trade allocation tools support allocation of block trades to funds/accounts, per documentation. | |
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Clearing member management Identify and administer relationships with different clearing members. |
No information available | |
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Real-time clearing updates Receive immediate updates from CCPs on clearing status. |
Real-time status updates for clearing are supported when possible, based on vendor and market integration. | |
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Unsupported asset tracking Flag trades/assets not eligible for central clearing. |
Unsupported asset classes flagged for ineligibility of central clearing. | |
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Automated margin calls Generate and track margin call notifications based on clearing requirements. |
No information available | |
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Risk checks pre-clearing Run risk/capital requirement checks prior to clearing. |
Risk/capital requirement checks prior to clearing highlighted in risk and compliance workflow descriptions. |
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DVP/RVP support Supports Delivery vs. Payment and Receipt vs. Payment settlement types. |
DVP/RVP settlement supported (Delivery vs. Payment/Receipt vs. Payment). | |
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Multi-market settlement Settlement processing across various geographies and market infrastructures. |
Multi-market settlement, for various geographies and infrastructures, is mentioned in the global settlement description. | |
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Settlement cycle configuration Ability to set T+2, T+1, T+0, or custom settlement periods. |
Settlement cycle configuration (T+0, T+1, T+2, custom) available via platform settings. | |
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Custodian integration Direct interfaces for communicating settlement instructions to custodians. |
Integration with custodians for settlement instruction is a standard feature. | |
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Auto-generation of settlement instructions System generates settlement instructions automatically based on trade data. |
Settlement instruction auto-generation based on trade capture is specifically noted. | |
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Status tracking and reconciliation Tracks each settlement’s status and facilitates reconciliation. |
Settlement status tracking and reconciliation are prominent in settlement module features. | |
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Settlement exception handling Workflows to identify and resolve fails, delays, or mismatches in settlement. |
Settlement exception workflows for fail management highlighted in operational process automation. | |
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Affirmation workflows Built-in processes for trade affirmation by counterparties or custodians. |
Counterparty and custodian affirmation workflow is referenced as supported by system. | |
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Partial settlements support Ability to process partial settlements when full allocation/cash is not available. |
Partial settlement support featured in documentation for exception and contingency handling. | |
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Settlement fails reporting Monitoring and reporting of failed/delayed settlements. |
Settlement fails monitoring/reporting included as a standard operational control. |
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Trade-to-custodian reconciliation Compare internal trades with those reported by the custodian. |
Trade-to-custodian reconciliation is explicitly described in reconciliation module. | |
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Cash reconciliation Automated matching of expected vs. actual cash movements. |
Cash reconciliation tools are part of operational controls. | |
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Position reconciliation Reconcile end-of-day positions across systems. |
Position reconciliation supported for EOD and intra-period comparison. | |
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Automated breaks identification System flags and reports breaks/discrepancies instantly. |
System performs automated discrepancy detection ('breaks') in reconciliations. | |
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Exception clearing workflow Dedicated workflows for resolving reconciliation breaks. |
Exception workflows for breaks resolution included in process automation. | |
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Multi-frequency support Can perform reconciliations intra-day, daily, weekly, or custom frequency. |
Reconciliation supports daily and other frequencies as configured in system. | |
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Data normalization tools Standardizes data from multiple sources/formats to enable matching. |
System includes tools for data normalization and mapping for reconciliation. | |
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Audit logging Detailed logging of all reconciliation and exception resolution activities. |
Audit logging of reconciliations and resolution steps is provided as required for compliance. | |
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Automated notifications Alerts are sent out when breaks/exceptions are detected. |
Automated notifications for reconciliation breaks are highlighted. | |
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Reconciliation throughput Volume of trades/cash/items reconciled per hour. |
No information available |
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Corporate actions feed integration Direct connections to data providers for corporate actions data. |
No information available | |
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Event type coverage Supported corporate action event types (dividend, splits, mergers, etc.). |
No information available | |
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Automated entitlement calculation System calculates entitlements (cash/shares) for each account/fund. |
No information available | |
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Notification workflows Automatically notifies users and clients of impending actions. |
No information available | |
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Instruction capture for voluntary events Enables capture and processing of user elections for voluntary events. |
No information available | |
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Exception tracking Automatically detects and flags exceptions in event processing. |
No information available | |
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Multi-account allocation Allocates entitlements accurately across multiple accounts/funds. |
No information available | |
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Historical event tracking Maintains a log of past corporate actions and results. |
No information available | |
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Ad hoc report generation Ability to generate reports on corporate actions, entitlements, and positions. |
Ad hoc report generation for trade, position, and operations is included as per reporting capabilities documentation. | |
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Custodian liaison tools Facilitates communication of election instructions to custodians. |
No information available |
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Regulatory reporting modules Built-in modules for regulatory reports (e.g. MiFID II, EMIR, SFTR, Dodd-Frank). |
Regulatory reporting modules (MiFID, SFTR, EMIR) mentioned in product and regulatory solutions. | |
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Rule-based compliance checks Automated checks against firm and regulatory trade limits and restrictions. |
Rule-based compliance checks on trading activity/processes per regulatory and risk management descriptions. | |
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Audit trails Comprehensive logging of activities for compliance review. |
Comprehensive audit trails for compliance and regulatory review included. | |
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Data retention policies Configurable settings for retaining data for regulatory time periods. |
Data retention settings for regulatory needs configurable. | |
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User access controls Granular security roles and permissioning for users. |
Granular user access controls provided to align with operational governance. | |
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Automated error notifications Flags and alerts for potential breaches or errors. |
Automated error notifications part of regulatory and operational risk controls. | |
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Exception-based reporting Supports generating compliance reports based on trade exceptions. |
Exception-based reporting supported for compliance use cases (e.g., failed trades, breaches). | |
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Scheduled regulatory reporting System can schedule and send regulatory reports automatically. |
Regulatory reporting scheduling described in regulatory solution module. | |
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Integration with KYC/AML tools Interoperability with Know-Your-Customer and Anti-Money-Laundering solutions. |
KYC/AML tools integration is available or supported in the compliance framework. | |
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Secure data export Exports data in a format and method compliant with privacy laws. |
Secure data export with compliance to privacy and security requirements is stated. |
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Open APIs Availability of secure APIs for two-way connectivity with external systems. |
Open APIs for integration with client/OMS and other systems featured as a core platform strength. | |
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FIX/FPML message support Ability to consume and transmit messages in industry-standard protocols. |
FIX/FPML messaging support referenced for trade and post-trade connectivity. | |
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OMS/PMS integration Connects directly to Order Management and Portfolio Management Systems. |
OMS/PMS direct interface integration mentioned in solution architecture. | |
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Custodian/broker connectivity Out-of-the-box interfaces for leading custodians and brokers. |
Out-of-the-box interfaces to major custodians and brokers mentioned under integrations. | |
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Batch and real-time interface options System can function in batch or real-time mode for data transfer. |
System supports both batch and real-time interfaces for trade capture and messaging. | |
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Message transformation/mapping tools Customizable adapters to transform data between formats. |
Mapping/adaptation tools are included for message transformation and format conversion. | |
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Market data feed integration Connectivity for real-time or EOD reference and market pricing data. |
Market data feed integration referenced for pricing/reference EOD/real-time. | |
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Cloud deployment options Support for deployment on public/private cloud environments. |
Cloud deployment options available, including private and public cloud. | |
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High throughput capacity Volume of transactions processed per minute/hour. |
. | No information available |
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File import/export support Support for standardized and custom file formats for data exchange. |
Standardized and custom file import/export supported; CSV, XML, Excel, and custom flat files. |
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Concurrent user support Maximum number of users supported in parallel. |
undefined Supports hundreds of concurrent users in large enterprise deployments. |
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Peak throughput Maximum number of transactions processed per second. |
No information available | |
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Latency Average end-to-end processing time of single trade. |
No information available | |
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Auto-scaling System can increase resources automatically to accommodate higher loads. |
Auto-scaling supported in cloud deployments. | |
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Disaster recovery (RTO/RPO) System's recovery time objective (RTO) and recovery point objective (RPO). |
. | No information available |
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High availability Redundancy for 24/7 uptime and minimal service interruptions. |
High-availability/disaster recovery are standard in product’s enterprise deployment options. | |
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Monitoring/alerting for bottlenecks Real-time monitoring and alerts when exceeding resource thresholds. |
Monitoring/alerting for infrastructure and system performance bottlenecks is described. | |
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Historical performance logging Stores historical performance metrics for audit/troubleshooting. |
Stores and maintains historical performance logs for audits. | |
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Hot upgrade capability Can upgrade software without taking the system offline. |
No information available | |
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Environment isolation Supports separation of production, test, and development environments. |
Supports separate production, QA, test, and dev environments in enterprise setup. |
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Customizable dashboards Users can configure dashboards to monitor relevant KPIs and statuses. |
Customizable dashboards for end-users and managers described in reporting UI. | |
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Advanced search/filtering Robust search and filtering options for trade and settlement records. |
Advanced searching, filtering, and sorting for trade/settlement data described in UI features. | |
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Ad hoc reporting Users can build and generate custom reports on demand. |
Ad hoc reporting functionality is an explicit reporting module feature. | |
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Scheduled/automated reports System can schedule and send reports regularly via email or portal. |
Scheduled/automated report generation via portal and email is detailed in reporting documentation. | |
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Drill-down analytics Allows navigation from summary to detailed trade information. |
Drill-down analytics for trade data included in dashboard and report navigation. | |
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Real-time notifications and alerts Prompts users immediately about errors, matches, exceptions, or deadlines. |
Real-time notifications and alerts are delivered for workflow events. | |
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Role-based UI customization User interface adapts and shows relevant modules based on role. |
Role-based UI customization (features and modules visible per user role & permissions) highlighted. | |
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Multi-language support User interface available in multiple languages. |
No information available | |
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Mobile/web accessibility Platform can be accessed from web browsers or mobile devices. |
Web browser and mobile device accessibility described in solution literature. | |
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Export to standard formats Can output data/reports to CSV, Excel, PDF, etc. |
Report and data export to Excel, CSV, PDF supported in standard reporting tools. |
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End-to-end data encryption Encrypts data both at rest and in transit. |
End-to-end data encryption in transit/at-rest noted in security & compliance documentation. | |
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Multi-factor authentication Requires more than one method of authentication for login. |
Multi-factor authentication supported as a standard enterprise security feature. | |
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Granular access control Permissions assigned at user, group, or function level. |
Granular access control by user, function, and data object supported. | |
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Regular security audits System is subject to periodic internal/external security reviews. |
Regular internal and external security audits described in product security process. | |
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Role-based data masking Sensitive fields are masked based on user permissions. |
Role-based data masking possible via permissioning/group security model. | |
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Automated session timeout Users are logged out automatically after a period of inactivity. |
Automated session timeout available/configurable. | |
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Intrusion detection/prevention integration System interfaces with existing IDP/IDS solutions. |
Integration with intrusion detection/prevention solutions available for enterprise deployments. | |
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User activity monitoring Real-time logging and analysis of user activity. |
Continuous user activity monitoring/logging is available with reporting. | |
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Patch management Regular updates to address new vulnerabilities. |
Patch management included as part of product lifecycle and support. | |
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Incident response protocols Predefined workflows for suspected or actual breaches. |
Incident response protocols are a standard component of the vendor’s information security program. |
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