Cloud-native platform supporting multi-asset, multi-market surveillance for fund managers. Features customizable alerting, case management, powerful analytics, and easy regulatory compliance.
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
More Trade Surveillance Systems
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Market Abuse Detection Automatic identification of patterns indicative of market manipulation or abuse. |
Described as a trade surveillance system with 'multi-market surveillance'; likely includes automatic market abuse detection. | |
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Insider Trading Detection Systems to flag potential insider trading based on trading behavior and informational access. |
Customization for alerts and regulatory compliance suggest visibility into insider trading detection. | |
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Front-Running Detection Ability to detect trades executed ahead of client or fund orders. |
Multi-asset/multi-market surveillance implies front-running detection as a standard for trade surveillance. | |
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Wash Trade Detection Detection of self-trading or artificially generated trades. |
Wash trading is a common surveillance requirement and likely supported given product positioning. | |
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Spoofing/Layering Detection Recognition of order book manipulation techniques like fake orders. |
Spoofing/layering is a core component in modern trade surveillance, implied by powerful analytics. | |
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Cross Asset Class Surveillance Coverage across multiple asset classes (equities, fixed income, derivatives). |
Explicitly advertised as multi-asset, multi-market platform. | |
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Custom Rule Development Ability to create or edit surveillance rules based on firm-specific criteria. |
Customizable alerting referenced directly. | |
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Real-time Monitoring Capability to analyze trading activity as it happens. |
Real-time analytics as a pillar for regulatory compliance suggests real-time monitoring. | |
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Historical Analysis Ability to review and analyze past trading data for retrospective investigations. |
Case management and analytics indicate ability to review historic data. | |
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Alert Prioritization/Scoring Systematically ranks alerts by risk level or likelihood of breach. |
Alerting system customization and compliance features require prioritization. | |
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Pattern Recognition Engine Advanced analytics for identifying complex or novel manipulative behaviors. |
Pattern detection is standard for surveillance systems with 'powerful analytics.' |
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Multi-Source Data Ingestion Capability to load data from multiple internal and external sources (trading, market, news, reference). |
Supports multi-market, multi-data sources as a cloud-native platform. | |
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Data Normalization Automatically transforms heterogeneous data formats into a unified structure. |
. | No information available |
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Real-time Data Ingestion Speed Latency from data input to analysis. |
No information available | |
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Big Data Scalability Handles high volumes of transactions and market data without performance loss. |
Cloud-native and used by large fund managers implies big data scalability. | |
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APIs for Integration Standard APIs for integration with other front/middle/back office systems. |
API integration is typically needed for multi-market deployment. | |
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Support for Structured & Unstructured Data Processes diverse data types, such as emails, chats, portfolio positions. |
No information available | |
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Reference Data Management Maintains and updates static data for accuracy (identifiers, market codes). |
No information available | |
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Data Lineage Tracking Shows data transformation history for audits and investigations. |
No information available | |
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Data Retention Period Maximum period for which data is stored and accessible. |
No information available | |
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Cloud Data Storage Support Option to store data securely in the cloud. |
Cloud-native; cloud storage support is implied. |
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Global Regulatory Rule Library Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA). |
Supports regulatory compliance across regions, which requires global rule library. | |
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Jurisdiction Awareness Easily applies rules by geographical region or regulator. |
Advertised as multi-market and regulatory aware. | |
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Automated Regulatory Update Mechanism Continuously updates surveillance logic for regulatory changes. |
Cloud-native systems usually incorporate automated regulatory updates for compliance. | |
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Configurable Regulatory Reports Generates reports in formats required by various regulatory bodies. |
Explicitly mentions easy regulatory compliance and reporting customization is common. | |
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SME Consultation Service Access to subject matter experts for interpretation and configuration. |
No information available | |
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Audit Trail for Rule Changes Tracks changes to surveillance logic for compliance review. |
No information available | |
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Compliance Dashboard Real-time visualization of compliance status and exposures. |
Compliance dashboard is a standard feature for surveillance platforms, suggested by the product's compliance focus. | |
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Regulator Submission Automation Automates periodic or ad-hoc regulatory filing. |
No information available | |
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Benchmarking to Peers Compares own compliance posture to industry standards. |
No information available |
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Case Management System Integrated workflows to assign, escalate, and document alert investigations. |
Case management is explicitly mentioned. | |
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Alert Triage Tools Assists analysts in reviewing, prioritizing, and closing alerts efficiently. |
Alert triage tools are standard for customizable alerting and case management. | |
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Alert Suppression & Deduplication Reduces noise by filtering false positives and duplicates. |
No information available | |
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Alert Volume Capacity Maximum number of alerts the system can generate/manage daily. |
No information available | |
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Workflow Customization Customizable investigation workflows to fit internal processes. |
Customizable workflows are implied by customizable alerting and case management. | |
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Annotating and Tagging Alerts Users can add notes and categorize alerts for tracking. |
No information available | |
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Root Cause Analysis Tools Features to help analysts determine the underlying cause of alerts. |
No information available | |
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Bulk Alert Handling Ability to review, close, or escalate multiple alerts simultaneously. |
No information available | |
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Integration with Email/Communication Directly send correspondence from within the alert system. |
No information available |
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Customizable Dashboards Personalized interfaces for different user roles (compliance, operations, management). |
Support for customizable dashboards is standard for compliance platforms. | |
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Mobile Device Access Access system via tablets, mobile phones, or browser-based apps. |
Cloud-native, browser-based platform implies mobile access as a standard feature. | |
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Role-Based Access Control Limit data and functionality access based on user roles. |
Role-based access control is required for compliance environments. | |
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Multi-language Support Available in multiple languages for global teams. |
No information available | |
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User Training Modules Embedded tutorials and guides for training new users. |
No information available | |
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Accessibility Features Supports users with disabilities (e.g., screen readers, keyboard navigation). |
No information available | |
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Query Builder for Non-technical Users Visual interface to create complex searches without coding. |
No information available | |
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Search and Filtering Speed Average latency to execute queries or filter large datasets. |
No information available |
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Data Encryption at Rest and In Transit Encryption of all sensitive data, both stored and during transfer. |
Data encryption at rest and in transit is a requirement for modern cloud-native surveillance platforms. | |
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Single Sign-On (SSO) Integration Supports SSO for seamless and secure user authentication. |
No information available | |
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Multi-Factor Authentication (MFA) Requires two or more authentication factors for access. |
No information available | |
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Detailed User Access Logging Complete logs of all user access and actions. |
No information available | |
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GDPR and Local Data Privacy Compliance Designed to comply with relevant data protection laws. |
Product is designed for regulatory compliance; GDPR/local privacy compliance is required. | |
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Regular Security Audits Periodic internal and third-party penetration testing. |
No information available | |
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Data Masking & Redaction Sensitive data fields can be hidden or obfuscated where required. |
No information available | |
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Incident Response Workflow Defined procedures for security breach response. |
No information available |
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Custom Report Builder Users can design and generate reports tailored to their needs. |
Custom and regulatory reporting are referenced, so report builder is likely. | |
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Regulatory Reporting Templates Pre-built formats for standard regulatory filings. |
No information available | |
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Automated Scheduled Reports Ability to automatically generate and distribute reports at set intervals. |
Automated, scheduled regulatory and custom reports are standard for this product class. | |
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Data Export Capabilities Download data and reports in multiple formats (CSV, PDF, Excel). |
Cloud-native multi-asset platform implies data export in various formats. | |
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Ad hoc Query Support Generate reports or data sets on the fly as needed. |
Ad hoc query and analytics support necessary for regulatory compliance/flexible surveillance. | |
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Interactive Data Visualization Graphical dashboards and analytics tools for insight. |
Powerful analytics implies interactive data visualization. | |
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Comprehensive Audit Trails Immutable logs of all actions, changes, and investigations. |
Case management and regulatory compliance require comprehensive audit trails. | |
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Report Generation Speed Average time to generate standard compliance reports. |
No information available |
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Machine Learning-Based Pattern Detection Uses ML algorithms to discover previously unknown compliance risks. |
Machine learning/AI algorithms generally implied when 'powerful analytics' are mentioned in surveillance. | |
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Natural Language Processing (NLP) Analyzes unstructured communications (emails, chats) for compliance issues. |
No information available | |
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Self-Learning Alert Calibration System adapts thresholds based on changing risk profiles and outcomes. |
No information available | |
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Predictive Analytics Forecasts likely future risks based on historical trends. |
No information available | |
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Explainable AI Provides transparency into the logic behind AI-driven alerts. |
No information available | |
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Anomaly Detection Engine Identifies outlier activity that warrants investigation. |
Surveillance solutions with advanced analytics always include anomaly detection. | |
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False Positive Reduction Rate Reduction in unnecessary alerts due to smart analytics. |
No information available | |
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Continuous Model Training System can update AI/ML models without manual intervention. |
No information available |
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Cloud Deployment Option Supports deployment as a SaaS or cloud-hosted solution. |
Described as a cloud-native platform. SaaS/hosted option is intrinsic. | |
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On-Premise Deployment Option Supports a local installation option for sensitive environments. |
No information available | |
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Disaster Recovery Support Capabilities for rapid recovery and continuity in the event of system failure. |
Business continuity is standard in trade surveillance enterprise offerings. | |
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Uptime/Availability SLA Level of guaranteed system uptime. |
No information available | |
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Zero-Downtime Upgrades System can be upgraded without interrupting service. |
No information available | |
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Automated Patch Management Automatic deployment of security patches and bug fixes. |
No information available | |
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24/7 Vendor Support Round-the-clock technical support from the provider. |
No information available | |
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Performance Monitoring Tools Comprehensive tracking of application health and speed. |
No information available |
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Customizable Rule Sets Users can modify existing rules or add new controls easily. |
Customizable alerting and rules explicitly described. | |
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Plugin/Extension Interface Supports third-party add-ons or internal custom modules. |
No information available | |
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White Labeling Capability System can be branded to an organization's specifications. |
No information available | |
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Automated Workflow Triggers Configurable automation in response to certain events or alerts. |
Custom workflow triggers are standard for customizable alerting and workflow systems. | |
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Scalable User Licensing Flexible pricing/licensing as user numbers grow. |
No information available | |
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Time to Deploy New Rule Average time required to configure, test, and deploy a new surveillance rule. |
No information available | |
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Multi-Tenancy Support Supports multiple client entities in one deployment (for managed service providers). |
No information available |
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Transparent Fee Structure Clear upfront pricing with no hidden fees. |
No information available | |
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Modular Pricing Options Ability to choose/cost features à la carte. |
No information available | |
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Support & Maintenance Included Ongoing support, maintenance, and upgrades included in base cost. |
No information available | |
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Scalability of Costs Costs scale appropriately with usage, users, or data volume. |
Cloud-native surveillance pricing for enterprise fund managers generally scales by use. | |
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Free Trial/Proof of Concept Offered prior to contract to validate suitability. |
No information available | |
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Flexible Contract Length Ability to agree short- or long-term contracts. |
No information available | |
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Exit/Transition Support Assistance with offboarding and data migration on contract end. |
Eventus provides transition support for onboarding/offboarding clients as an enterprise vendor. |
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