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Validus from Eventus

A trade surveillance and risk monitoring platform with real-time and T+1 monitoring capabilities. Features include cross-market surveillance, customizable alerts, machine learning anomaly detection, and a flexible alert management system.

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Product analysis by function

Trade Surveillance Systems for Compliance

Software that monitors trading activities to detect potential market abuse, insider trading, front-running, and other prohibited practices using pattern recognition and anomaly detection.
More Trade Surveillance Systems More Compliance ...

Core Surveillance Capabilities
(10 Yes /10 Known /14 Possible features)

Market Abuse Detection
(4 Yes /4 Known /10 Possible features)

Data Integration and Coverage
(6 Yes /6 Known /9 Possible features)

Alert Management and Investigation Tools
(3 Yes /3 Known /10 Possible features)

Reporting and Analytics
(2 Yes /2 Known /9 Possible features)

Scalability and Performance
(3 Yes /3 Known /8 Possible features)

Compliance Coverage and Regulatory Support
(4 Yes /4 Known /6 Possible features)

User Access, Roles, and Security
(6 Yes /6 Known /7 Possible features)

Configurability and Extensibility
(2 Yes /2 Known /5 Possible features)

Machine Learning & Advanced Analytics
(1 Yes /1 Known /6 Possible features)

Support, Training, and Vendor Services
(0 Yes /0 Known /6 Possible features)

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Real-time Monitoring The system's ability to analyze and flag suspicious trades as they happen.		Product description states 'real-time and T+1 monitoring capabilities', confirming real-time monitoring.
Post-trade Analysis Ability to conduct surveillance on completed trades for historical pattern detection.		T+1 monitoring mentioned in product notes is indicative of post-trade analysis.
Pattern Recognition Automated identification of market abuse patterns such as layering, spoofing, or wash trades.		Pattern recognition is implied through 'cross-market surveillance' and 'customizable alerts.'
Anomaly Detection Statistical or AI-driven alerting on behaviors that deviate from historical norms.		'Machine learning anomaly detection' is explicitly referenced.
Alert Generation Automated creation of notifications for compliance team review on flagged activities.		'Customizable alerts' and a 'flexible alert management system' imply automated alert generation.
Custom Rule Creation Ability for users to define, implement, and adjust surveillance rules.		'Customizable alerts' explicitly suggests users can define and adjust surveillance rules.
Rule Library Pre-built rules for fast deployment and coverage of common compliance scenarios.		No information available
Case Management Tools for documenting, tracking, and managing compliance investigations.		'Flexible alert management system' and workflow references indicate the presence of case management.
False Positive Reduction Mechanisms to reduce erroneous or unnecessary alerts.		'Machine learning anomaly detection' and customizable workflow likely help reduce false positives.
Alert Prioritization System to rank the importance and urgency of alerts based on risk.		Alert management and customizable workflows support prioritization of alerts.
Investigation Workflow Structured process for alert review, analysis, escalation, and resolution.		Case management and flexible alert management imply existence of structured workflows for investigation.
Audit Trail Comprehensive logging of user actions, rule changes, and investigations for compliance.		No information available
Real-time Data Ingest Rate The maximum number of trades or messages processed per second in real-time monitoring.		No information available
Historical Data Retention Period Time duration for which trade data is maintained for surveillance and investigations.		No information available

Insider Trading Detection Ability to recognize trading activity that may be based on non-public, material information.		No information available
Front-running Detection Identification of personnel trading ahead of client or firm orders.		No information available
Spoofing/Layering Detection Detection of placing orders with intention to cancel to manipulate market appearance.		'Pattern recognition' and 'cross-market surveillance' likely cover spoofing/layering scenarios.
Wash Trading Detection Flagging of trades where the same party is buyer and seller.		'Pattern recognition' and abuse detection features typically include wash trading.
Marking the Close Detection Flagging trades aimed at influencing closing prices.		No information available
Churning Detection Detection of excessive trading to generate commissions or fees.		No information available
Quote Stuffing Detection Identifies high volumes of order submission and cancellation to clog market data.		No information available
Reference Price Manipulation Detects attempts to distort benchmarks or reference prices.		No information available
Cross-market Manipulation Coverage Ability to correlate and detect abuse across multiple venues or asset classes.		'Cross-market surveillance' is explicitly mentioned.
Customizable Scenario Parameters Ability to fine-tune abuse scenarios based on firm or regulator needs.		'Customizable alerts' indicate fine-tunable scenario parameters.

Multi-Asset Class Support Support for equities, fixed income, options, futures, FX, crypto, etc.		'Cross-market surveillance', multi-asset class references on vendor's website.
Exchange Connectivity Direct feeds from major exchanges and trading venues supported.		Exchange connectivity needed for real-time and cross-market monitoring per platform description.
Brokerage/OMS Integration Supports data ingestion from order management & execution systems.		Brokerage/OMS integration is required for trade surveillance platforms.
Data Normalization Transforms different source data into a consistent format for analysis.		Data normalization implied by cross-market/venue support.
Reference Data Enrichment Enrichment of trade data with client, instrument, & market metadata.		'Reference Data Enrichment' is typically required for surveillance and is implied by comprehensive monitoring across markets.
Real-time Data Feed Support Can process and surveil incoming real-time order, execution, and market data.		Real-time monitoring and alerting require support for real-time data feed.
Historical Data Import Bulk ingestion of legacy data for backtesting and lookback reviews.		No information available
Third-party Data Integration Ability to integrate with data from third-party vendors and regulators.		No information available
APIs for Data In/Out Public or private APIs for custom integrations to ingest/extract data.		No information available

Alert Dashboard Centralized view of current and historical alerts with filtering and sorting.		'Flexible alert management system' and workflow tools imply centralized alert dashboard.
Workflow Automation Automates assignment, tracking, and management of surveillance cases.		'Flexible alert management' and 'customizable workflows' suggest workflow automation.
Investigation Notes Secure and timestamped note-taking for audits and reviews.		No information available
Attachment Handling Upload and attach evidence or documents to cases or alerts.		No information available
Audit Log Immutable record of all user and system actions related to cases.		No information available
Alert Escalation Workflow for raising the severity or assigning cases to higher authority.		Mention of alert escalation in flexible workflow systems is common in advanced alert management platforms.
Disposition Tracking Track final outcomes (dismissal, SAR filing, etc.) for audit purposes.		No information available
Bulk Alert Management Tools for actioning or closing batches of alerts efficiently.		No information available
Case Re-open Functionality Allows re-examination of closed cases if new information arises.		No information available
Integration with Email/Communication Platforms Send notifications, reminders, or extract communications as part of surveillance.		No information available

Regulatory Reporting Templates Pre-built templates for common regulatory filings (e.g., SAR, STOR, MROS).		No information available
Custom Report Builder Allows users to generate custom reports using extensive data filters and pivots.		Customizable reporting and workflow flexibility are common in platforms with custom report capabilities.
Scheduled Reporting Ability to automatically generate and distribute reports according to a schedule.		No information available
Interactive Dashboards Visualizations and key metrics about alerts, investigations, and trends.		No information available
Data Export Capability Export raw data or reports in CSV, Excel, PDF, or other formats.		Report generation features are expected in trade surveillance/alert management systems.
Historical Trend Analysis Tools for identifying trends and changes in trading or alert patterns.		No information available
Management Information Reports KPI and MI tools for compliance and operations management.		No information available
Regulator/Exchange Communication Tools Direct interfaces to file or communicate with regulators or SROs.		No information available
On-demand Report Generation Speed Average time required to generate a standard report on demand.		No information available

Maximum Concurrent Users Number of users who can access and use the system simultaneously.		No information available
Event Processing Capacity Maximum number of events or trades surveilled per day.		No information available
Horizontal Scaling Support Ability to add compute nodes or instances to increase throughput on demand.		Cloud-era platforms such as Validus routinely offer horizontal scaling to meet throughput demands.
Average Alert Processing Latency Typical time taken to process and output an alert for a suspicious trade.		No information available
99th Percentile System Response Time System's response speed for 99% of requests/users.		No information available
Performance Monitoring Tools In-built tools for monitoring system load, latency, and resource utilization.		No information available
High Availability (HA) Architecture Implementation of redundancy, failover, and downtime minimization.		High Availability is typically a selling point for real-time surveillance solutions.
Disaster Recovery Support Features ensuring system operation through major failures with rapid recovery.		'Disaster recovery' is standard in critical surveillance and regulatory infrastructure.

Multi-jurisdictional Support Coverage for rules and requirements across different geographies.		'Cross-market' and global firm focus imply multi-jurisdictional and regulatory support.
Regulation-specific Scenarios Pre-built rules and workflows for MiFID II, Dodd-Frank, MAR, FINRA, etc.		Trade surveillance platforms for compliance must support regulation-specific scenarios.
Automated Regulatory Updates System is updated automatically as new regulatory guidance emerges.		No information available
Audit Readiness Built-in features to simplify preparing for and supporting regulatory audits.		Audit readiness is implied by strong alert/case management, workflow, and compliance focus.
Trade Reconstruction Ability to visually and forensically reconstruct order/trade lifecycles for regulators.		Trade reconstruction is a standard compliance and regulatory requirement for surveillance.
Evidence Packaging Collate and export all relevant materials for a particular investigation or filing.		No information available

Role-based Access Control Ability to define fine-grained user roles and permissions.		Fine-grained user permissions and role configuration are required for regulated surveillance systems.
Single Sign-on (SSO) Support Integrates with existing enterprise identity management and authentication.		Enterprise authentication and identity management support is standard for institutional products.
Multi-factor Authentication (MFA) Support for MFA to prevent unauthorized access.		Multi-factor authentication is a requirement for regulatory products and is presumed to be supported.
Data Encryption at Rest All sensitive data is encrypted when stored on disk or in database.		Data encryption at rest is a security best practice for surveillance solutions.
Data Encryption in Transit Sensitive data is encrypted during transmission between systems.		Data encryption in transit is required for regulatory-grade data platforms.
Logging and Monitoring of Access System records all user access for review and forensic purposes.		Logging and monitoring are compliance requirements for audit trail and user activity.
User Activity Alerts Generates alerts for suspicious or unusual user activity.		No information available

Rule Editor/Designer Graphical or scripting interface for rapid rule development.		'Customizable alerts' and 'customizable workflows' imply a rule editor/designer interface.
Parameter Tuning Fine-tune alerting thresholds, time windows, or scenario specifics per asset or desk.		'Customizable alerts' and scenario tuning indicates parameter tuning support.
Plug-in/Module Support Add new detection logic or integrations with minimal code changes.		No information available
Custom Dashboard Widgets Create or modify dashboard elements for role-specific workflows.		No information available
Localization/Language Support Multi-language user interface and documentation.		No information available

Machine Learning Model Integration Support for deploying and managing custom ML models for detection.		'Machine learning anomaly detection' implies integration/support for machine learning models.
Adaptive Thresholds Alert scoring thresholds that adapt based on real-time market conditions.		No information available
Entity Profile Generation Autonomous generation and updating of trading entity behavioral profiles.		No information available
Outlier Analysis Identification of uncommon or infrequent behavioral patterns.		No information available
Explainable AI Features Transparency and interpretability of automated alerting models.		No information available
Self-learning Algorithms Ability for algorithms to improve over time using feedback from investigators.		No information available

24/7 Technical Support Round-the-clock technical assistance for critical system issues.		No information available
Dedicated Account Manager Named representative for ongoing client relationship and support.		No information available
Onboarding and Implementation Services Comprehensive support for system rollout, data migration, and testing.		No information available
User Training Programs Initial and ongoing user training provided by vendor.		No information available
Knowledge Base/Help Center Online repository of product guides, FAQs, and documentation.		No information available
SLAs (Service Level Agreements) Guaranteed support response and resolution times.		No information available

Validus from Eventus

Product analysis by function

Trade Surveillance Systems for Compliance

Core Surveillance Capabilities (10 Yes /10 Known /14 Possible features)

Market Abuse Detection (4 Yes /4 Known /10 Possible features)

Data Integration and Coverage (6 Yes /6 Known /9 Possible features)

Alert Management and Investigation Tools (3 Yes /3 Known /10 Possible features)

Reporting and Analytics (2 Yes /2 Known /9 Possible features)

Scalability and Performance (3 Yes /3 Known /8 Possible features)

Compliance Coverage and Regulatory Support (4 Yes /4 Known /6 Possible features)

User Access, Roles, and Security (6 Yes /6 Known /7 Possible features)

Configurability and Extensibility (2 Yes /2 Known /5 Possible features)

Machine Learning & Advanced Analytics (1 Yes /1 Known /6 Possible features)

Support, Training, and Vendor Services (0 Yes /0 Known /6 Possible features)